Job Title: Junior Financial Planner Location: Bristol Salary: £40,000 rising to £50,000 This is an exciting opportunity for a recently qualified and client-facing Financial Adviser to join a progressive and highly regarded Financial Planning firm. The business is looking for someone already Level 4 qualified, ideally with around a year of advisory experience, who may feel ready for a better platform, stronger mentorship, and clearer progression. The firm requires someone comfortable in front of clients and ready to build relationships from day one. You will work under the supervision of a Chartered Financial Planner, inherit an existing client bank, and complete an internal development programme designed to embed the firm's holistic, lifestyle-based planning philosophy. The Role: Conduct client meetings across Bristol and Cheltenham Service and retain an inherited client portfolio Generate and convert new business opportunities Manage review meetings, top-ups, and ongoing advice needs Develop confidence across holistic, full lifestyle planning Progress toward managing your own client relationships independently The Required Skills & Experience: Minimum Level 4 Diploma in Financial Planning Ideally around 1 year in a client-facing advisory role CAS desirable Comfortable driving to client residences and working across both offices Commercial mindset with a genuine drive to build pipeline and write business Strong communication skills and confidence in meetings Motivated to build a long-term career and complete further qualifications What's on Offer: Inherited client bank plus opportunity to grow your own Mentorship from a Chartered Financial Planner Collaborative and supportive team culture Hybrid flexibility once embedded within the team To discuss this opportunity further, please contact one of our Financial Planning specialists at Capio Recruitment.
Mar 26, 2026
Full time
Job Title: Junior Financial Planner Location: Bristol Salary: £40,000 rising to £50,000 This is an exciting opportunity for a recently qualified and client-facing Financial Adviser to join a progressive and highly regarded Financial Planning firm. The business is looking for someone already Level 4 qualified, ideally with around a year of advisory experience, who may feel ready for a better platform, stronger mentorship, and clearer progression. The firm requires someone comfortable in front of clients and ready to build relationships from day one. You will work under the supervision of a Chartered Financial Planner, inherit an existing client bank, and complete an internal development programme designed to embed the firm's holistic, lifestyle-based planning philosophy. The Role: Conduct client meetings across Bristol and Cheltenham Service and retain an inherited client portfolio Generate and convert new business opportunities Manage review meetings, top-ups, and ongoing advice needs Develop confidence across holistic, full lifestyle planning Progress toward managing your own client relationships independently The Required Skills & Experience: Minimum Level 4 Diploma in Financial Planning Ideally around 1 year in a client-facing advisory role CAS desirable Comfortable driving to client residences and working across both offices Commercial mindset with a genuine drive to build pipeline and write business Strong communication skills and confidence in meetings Motivated to build a long-term career and complete further qualifications What's on Offer: Inherited client bank plus opportunity to grow your own Mentorship from a Chartered Financial Planner Collaborative and supportive team culture Hybrid flexibility once embedded within the team To discuss this opportunity further, please contact one of our Financial Planning specialists at Capio Recruitment.
Job Role: Compliance Support Administrator - Financial Services Location: Sheffield Salary: £25,000 - £32,000 DOE We are partnering with an established and growing financial planning firm seeking a Compliance Support Administrator to join its team. This is a varied role combining high-quality client administration with hands-on regulatory and compliance support. This opportunity would suit someone with strong Financial Services or Compliance Administration alongside Intelligent Office experience. Someone who enjoys working with data, reporting, and regulatory processes, while remaining close to the advisory and client support function. You will provide day-to-day administrative support to advisers while also assisting with compliance and regulatory activities. Responsibilities include: Maintaining accurate and compliant client records within Intelligent Office (iO). Liaising with product providers and managing workflow tasks. Extracting and preparing data for FCA reporting (including PROD, complaints MI and Consumer Duty metrics). Maintaining compliance registers (breaches, T&C). Submitting files for external review and tracking outcomes. Supporting audits, KPI reporting and internal process improvements. We're looking for someone with: 2-3+ years' experience within financial planning, IFA, or wealth management. Strong working knowledge of Intelligent Office (essential). Good understanding of FCA regulations including SM&CR, Consumer Duty, and T&C frameworks. Highly organised with excellent attention to detail. Confident using Excel and producing management information. Working towards or interested in studying towards the CII Level 4 Diploma What's on offer: Competitive salary + discretionary bonus Workplace Pension, Life Insurance, Health Cash Plan 25 days holiday + bank holidays + option to purchase more Flexible working hours Exam and study support If you are interested in learning more about this unique and exciting role, please get in contact with us at Capio!
Mar 22, 2026
Full time
Job Role: Compliance Support Administrator - Financial Services Location: Sheffield Salary: £25,000 - £32,000 DOE We are partnering with an established and growing financial planning firm seeking a Compliance Support Administrator to join its team. This is a varied role combining high-quality client administration with hands-on regulatory and compliance support. This opportunity would suit someone with strong Financial Services or Compliance Administration alongside Intelligent Office experience. Someone who enjoys working with data, reporting, and regulatory processes, while remaining close to the advisory and client support function. You will provide day-to-day administrative support to advisers while also assisting with compliance and regulatory activities. Responsibilities include: Maintaining accurate and compliant client records within Intelligent Office (iO). Liaising with product providers and managing workflow tasks. Extracting and preparing data for FCA reporting (including PROD, complaints MI and Consumer Duty metrics). Maintaining compliance registers (breaches, T&C). Submitting files for external review and tracking outcomes. Supporting audits, KPI reporting and internal process improvements. We're looking for someone with: 2-3+ years' experience within financial planning, IFA, or wealth management. Strong working knowledge of Intelligent Office (essential). Good understanding of FCA regulations including SM&CR, Consumer Duty, and T&C frameworks. Highly organised with excellent attention to detail. Confident using Excel and producing management information. Working towards or interested in studying towards the CII Level 4 Diploma What's on offer: Competitive salary + discretionary bonus Workplace Pension, Life Insurance, Health Cash Plan 25 days holiday + bank holidays + option to purchase more Flexible working hours Exam and study support If you are interested in learning more about this unique and exciting role, please get in contact with us at Capio!
Job Title: Paraplanner Location: Bath (Hybrid) Salary: £38,000 - £45,000 Capio Recruitment is working with an independent financial planning firm on an exciting opportunity for an Paraplanner to join a practice in Bath. The firm prides themselves on providing a high-quality service with a priority of putting their clients first. They have an excellent level of knowledge in services such as protection, investments, and pensions. As a Paraplanner, you will play a critical role in supporting their financial advisors to provide top-quality financial planning advice and investment solutions to their clients. Your role will involve researching and analysing financial products, preparing suitability reports and working closely with their financial advisors to deliver exceptional service to their clients. They offer a competitive salary, hybrid working (2 days a week in office) and benefits package, including discretionary bonuses, training, and development opportunities to help you progress in your career. To be successful in this role, you should have excellent analytical skills, attention to detail, and a strong knowledge of financial planning and investment products. You should be able to work collaboratively as part of a team, and have excellent communication and interpersonal skills. Key requirements: A minimum of two years of experience working as a Paraplanner in a financial planning firm A good understanding of financial planning and investment products Strong analytical skills and attention to detail Excellent communication and interpersonal skills Diploma in Regulated Financial Planning (or working towards) To discuss this opportunity further, please contact one of our Financial Planning specialists at Capio Recruitment. "INDSBWEA"
Mar 20, 2026
Full time
Job Title: Paraplanner Location: Bath (Hybrid) Salary: £38,000 - £45,000 Capio Recruitment is working with an independent financial planning firm on an exciting opportunity for an Paraplanner to join a practice in Bath. The firm prides themselves on providing a high-quality service with a priority of putting their clients first. They have an excellent level of knowledge in services such as protection, investments, and pensions. As a Paraplanner, you will play a critical role in supporting their financial advisors to provide top-quality financial planning advice and investment solutions to their clients. Your role will involve researching and analysing financial products, preparing suitability reports and working closely with their financial advisors to deliver exceptional service to their clients. They offer a competitive salary, hybrid working (2 days a week in office) and benefits package, including discretionary bonuses, training, and development opportunities to help you progress in your career. To be successful in this role, you should have excellent analytical skills, attention to detail, and a strong knowledge of financial planning and investment products. You should be able to work collaboratively as part of a team, and have excellent communication and interpersonal skills. Key requirements: A minimum of two years of experience working as a Paraplanner in a financial planning firm A good understanding of financial planning and investment products Strong analytical skills and attention to detail Excellent communication and interpersonal skills Diploma in Regulated Financial Planning (or working towards) To discuss this opportunity further, please contact one of our Financial Planning specialists at Capio Recruitment. "INDSBWEA"
Job Title: Paraplanner Location: Blackburn (Hybrid - 3 days office / 2 days remote) Salary: £30,000 - £40,000 Benefits: Hybrid working, funded study support for Diploma in Financial Planning, team social fund About the Company This opportunity is with a well-established and growing professional services firm with a strong reputation in financial planning and advisory services. With a collaborative culture and continued investment in technology and development, the firm is expanding its paraplanning team to support a growing adviser base. Employees benefit from a supportive environment focused on professional development, technical excellence, and long-term career growth. Role Summary An opportunity has arisen for a Paraplanner to join a growing financial planning team, supporting multiple advisers with high-quality technical analysis and suitability reporting. The firm uses a combination of technology, AI-assisted report writing, and collaborative workflows to streamline processes, enabling paraplanners to focus on technical planning and client outcomes. This role offers strong development opportunities for individuals progressing through the Diploma in Financial Planning while working within a supportive and well-structured advisory team. Key Responsibilities • Prepare suitability reports and financial planning documentation: enabling advisers to deliver clear and compliant client recommendations • Conduct technical research and product comparisons: ensuring clients receive well-informed financial planning strategies • Analyse client financial information and planning objectives: supporting the delivery of tailored advice • Assist advisers with case preparation and implementation: improving efficiency across the advisory process • Maintain accurate documentation and compliance standards: contributing to a high-quality client service environment Requirements • Experience working within a paraplanning role supporting financial advisers • Diploma in Financial Planning (or actively studying towards it) • Strong knowledge of financial planning products and suitability report preparation • Strong attention to detail and ability to manage multiple cases simultaneously
Mar 20, 2026
Full time
Job Title: Paraplanner Location: Blackburn (Hybrid - 3 days office / 2 days remote) Salary: £30,000 - £40,000 Benefits: Hybrid working, funded study support for Diploma in Financial Planning, team social fund About the Company This opportunity is with a well-established and growing professional services firm with a strong reputation in financial planning and advisory services. With a collaborative culture and continued investment in technology and development, the firm is expanding its paraplanning team to support a growing adviser base. Employees benefit from a supportive environment focused on professional development, technical excellence, and long-term career growth. Role Summary An opportunity has arisen for a Paraplanner to join a growing financial planning team, supporting multiple advisers with high-quality technical analysis and suitability reporting. The firm uses a combination of technology, AI-assisted report writing, and collaborative workflows to streamline processes, enabling paraplanners to focus on technical planning and client outcomes. This role offers strong development opportunities for individuals progressing through the Diploma in Financial Planning while working within a supportive and well-structured advisory team. Key Responsibilities • Prepare suitability reports and financial planning documentation: enabling advisers to deliver clear and compliant client recommendations • Conduct technical research and product comparisons: ensuring clients receive well-informed financial planning strategies • Analyse client financial information and planning objectives: supporting the delivery of tailored advice • Assist advisers with case preparation and implementation: improving efficiency across the advisory process • Maintain accurate documentation and compliance standards: contributing to a high-quality client service environment Requirements • Experience working within a paraplanning role supporting financial advisers • Diploma in Financial Planning (or actively studying towards it) • Strong knowledge of financial planning products and suitability report preparation • Strong attention to detail and ability to manage multiple cases simultaneously
Job Title: Financial Planner Location: Leeds Salary: £55,000 - £85,000 Benefits: Discretionary bonus based on AUM retained and AUM generated, flexible working, progression opportunities About the Company: This opportunity is with an independent, Chartered financial planning firm that has recently received significant investment and is entering a strong phase of growth. The business has built a reputation for delivering high-quality, client-focused advice to high-net-worth and ultra-high-net-worth individuals. With a strong emphasis on professional standards and long-term client relationships, the firm provides a collaborative environment where advisers can focus on delivering holistic planning and building lasting client partnerships. Role Summary: This role offers the opportunity to advise high-net-worth and ultra-high-net-worth clients while benefiting from qualified leads and an established client base. The position focuses on delivering holistic financial planning while growing and retaining assets under management. With strong internal support and increasing client demand, advisers are able to focus on providing high-quality advice and developing their portfolio in a firm that values long-term career development. Key Responsibilities: Deliver holistic financial planning advice to high-net-worth and ultra-high-net-worth clients, building long-term trusted relationships Manage and grow assets under management, increasing earning potential through retained and generated AUM Work with qualified leads and existing clients, allowing greater focus on advice rather than cold business development Develop tailored financial strategies across investments, retirement planning, and wealth structuring Collaborate with internal specialists to support complex client needs and planning requirements Maintain high standards of regulatory compliance and client service Requirements: Level 4 Diploma in Financial Planning (or equivalent) Experience providing holistic financial planning advice Ability to build and maintain relationships with high-net-worth clients Strong knowledge of investment and wealth planning strategies
Mar 20, 2026
Full time
Job Title: Financial Planner Location: Leeds Salary: £55,000 - £85,000 Benefits: Discretionary bonus based on AUM retained and AUM generated, flexible working, progression opportunities About the Company: This opportunity is with an independent, Chartered financial planning firm that has recently received significant investment and is entering a strong phase of growth. The business has built a reputation for delivering high-quality, client-focused advice to high-net-worth and ultra-high-net-worth individuals. With a strong emphasis on professional standards and long-term client relationships, the firm provides a collaborative environment where advisers can focus on delivering holistic planning and building lasting client partnerships. Role Summary: This role offers the opportunity to advise high-net-worth and ultra-high-net-worth clients while benefiting from qualified leads and an established client base. The position focuses on delivering holistic financial planning while growing and retaining assets under management. With strong internal support and increasing client demand, advisers are able to focus on providing high-quality advice and developing their portfolio in a firm that values long-term career development. Key Responsibilities: Deliver holistic financial planning advice to high-net-worth and ultra-high-net-worth clients, building long-term trusted relationships Manage and grow assets under management, increasing earning potential through retained and generated AUM Work with qualified leads and existing clients, allowing greater focus on advice rather than cold business development Develop tailored financial strategies across investments, retirement planning, and wealth structuring Collaborate with internal specialists to support complex client needs and planning requirements Maintain high standards of regulatory compliance and client service Requirements: Level 4 Diploma in Financial Planning (or equivalent) Experience providing holistic financial planning advice Ability to build and maintain relationships with high-net-worth clients Strong knowledge of investment and wealth planning strategies
Job Title - IFA Administrator Location - Bath Salary - £28,000 - £32,000 Job Description: Capio Recruitment is working with an independent financial planning firm on an exciting opportunity for an IFA Administrator to join a practice in Bath. The firm prides themselves on providing a high-quality service with a priority of putting their clients first. They have an excellent level of knowledge in services such as protection, investments, and pensions. The role itself will be working within the successful, close-knit financial planning team who focus on their clients and making their money work for them. Day-to-day duties including gathering data, processing new business, issuing letters of authority, client file preparation and provider liaison. This role would really suit someone who is looking to be a key component, supporting the advice process in every element. What our client will offer you: Competitive salary based on experience Hybrid/flexible working Close knit team, working closely with experienced professionals Ongoing training and development Exam support and opportunity for progression Required experience: Strong work ethic with an attitude to succeed Previous experience working within wealth management Key understanding on a full range of financial products Approachable, professional, and ambitious Proficient in systems such as Microsoft 365 and Intelligent Office Strong attention to detail Level 4 Diploma in Regulated Financial Planning or working towards desirable To discuss this opportunity, please contact one of our Financial Planning team specialists at Capio Recruitment
Mar 20, 2026
Full time
Job Title - IFA Administrator Location - Bath Salary - £28,000 - £32,000 Job Description: Capio Recruitment is working with an independent financial planning firm on an exciting opportunity for an IFA Administrator to join a practice in Bath. The firm prides themselves on providing a high-quality service with a priority of putting their clients first. They have an excellent level of knowledge in services such as protection, investments, and pensions. The role itself will be working within the successful, close-knit financial planning team who focus on their clients and making their money work for them. Day-to-day duties including gathering data, processing new business, issuing letters of authority, client file preparation and provider liaison. This role would really suit someone who is looking to be a key component, supporting the advice process in every element. What our client will offer you: Competitive salary based on experience Hybrid/flexible working Close knit team, working closely with experienced professionals Ongoing training and development Exam support and opportunity for progression Required experience: Strong work ethic with an attitude to succeed Previous experience working within wealth management Key understanding on a full range of financial products Approachable, professional, and ambitious Proficient in systems such as Microsoft 365 and Intelligent Office Strong attention to detail Level 4 Diploma in Regulated Financial Planning or working towards desirable To discuss this opportunity, please contact one of our Financial Planning team specialists at Capio Recruitment
Job Role: Financial Advisor Location: Wolverhampton Salary: £45,000 - £50,000 + discretionary bonus We are working with a well-established, boutique financial planning firm based just outside of Wolverhampton, looking to appoint a Servicing Advisor to join their team. This is an excellent opportunity for an adviser who enjoys working closely with existing clients, providing ongoing advice, and building long-term relationships rather than focusing heavily on new business generation. You will work closely with an established client bank, delivering high-quality financial advice and ensuring clients receive an excellent ongoing service. The role is focused on maintaining and strengthening relationships while helping clients stay on track with their financial goals. Key responsibilities include: Providing ongoing financial advice and reviews to existing clients Maintaining strong, long-term client relationships Working closely with the paraplanning and administration team to deliver a seamless client experience Ensuring advice remains compliant and aligned with regulatory requirements Identifying opportunities to add further value to client relationships The Ideal Candidate: Level 4 Diploma qualified Experience providing holistic financial advice Strong relationship management and communication skills A client-first mindset with excellent attention to detail Ability to work collaboratively within a supportive team environment Benefits: Workplace Pension Private healthcare and medical insurance after successful completion of the probation period 25 days holiday plus bank holidays Early finish on Fridays A supportive and friendly team culture Regular team socials You'll be joining a firm that values collaboration, client care, and long-term relationships. With strong internal support and a positive team environment, this is a great opportunity for an adviser who wants to focus on delivering high-quality advice without the pressure of constant new business generation. If you're interested in learning more, please get in touch for a confidential discussion.
Mar 19, 2026
Full time
Job Role: Financial Advisor Location: Wolverhampton Salary: £45,000 - £50,000 + discretionary bonus We are working with a well-established, boutique financial planning firm based just outside of Wolverhampton, looking to appoint a Servicing Advisor to join their team. This is an excellent opportunity for an adviser who enjoys working closely with existing clients, providing ongoing advice, and building long-term relationships rather than focusing heavily on new business generation. You will work closely with an established client bank, delivering high-quality financial advice and ensuring clients receive an excellent ongoing service. The role is focused on maintaining and strengthening relationships while helping clients stay on track with their financial goals. Key responsibilities include: Providing ongoing financial advice and reviews to existing clients Maintaining strong, long-term client relationships Working closely with the paraplanning and administration team to deliver a seamless client experience Ensuring advice remains compliant and aligned with regulatory requirements Identifying opportunities to add further value to client relationships The Ideal Candidate: Level 4 Diploma qualified Experience providing holistic financial advice Strong relationship management and communication skills A client-first mindset with excellent attention to detail Ability to work collaboratively within a supportive team environment Benefits: Workplace Pension Private healthcare and medical insurance after successful completion of the probation period 25 days holiday plus bank holidays Early finish on Fridays A supportive and friendly team culture Regular team socials You'll be joining a firm that values collaboration, client care, and long-term relationships. With strong internal support and a positive team environment, this is a great opportunity for an adviser who wants to focus on delivering high-quality advice without the pressure of constant new business generation. If you're interested in learning more, please get in touch for a confidential discussion.
Opportunity: Paraplanner Location: Birmingham Salary: £35,000 - £45,000 Do you love the detail of financial planning but want to feel part of something bigger? We're working with a values-driven, growing financial planning group with offices across the Midlands, and we're looking for a Paraplanner who wants to make a real difference to clients' lives. You won't just be producing reports, you'll be part of a collaborative, supportive team that believes financial planning is about more than just numbers. It's about enriching lives, building trust, and helping people plan for a life well lived. Investing into their employees, you will be supported to professionally develop further as a Paraplanner, receive ample study support and be part of something real. You will be: Working closely with Financial Planners to prepare compliant, high-quality suitability reports Conducting research and analysis using industry tools Producing cashflow models to support recommendations Supporting client journey's by providing insight, clarity, and technical expertise Helping ensure we deliver on our promise of excellent client outcomes About you: At least 2 years' Paraplanning experience in an IFA environment Level 4 Diploma qualified (or working towards) Strong technical knowledge across a range of financial products A team player who thrives in a supportive and growth-focused environment What's in it for you: Holiday rising with service DIS and Income Protection Employee Assistance Programme and Financial Wellbeing Hybrid, flexible working Further exam support Supportive and collaborative environment If this opportunity piques your interest, please reach out or apply for a confidential chat. Thank you.
Mar 19, 2026
Full time
Opportunity: Paraplanner Location: Birmingham Salary: £35,000 - £45,000 Do you love the detail of financial planning but want to feel part of something bigger? We're working with a values-driven, growing financial planning group with offices across the Midlands, and we're looking for a Paraplanner who wants to make a real difference to clients' lives. You won't just be producing reports, you'll be part of a collaborative, supportive team that believes financial planning is about more than just numbers. It's about enriching lives, building trust, and helping people plan for a life well lived. Investing into their employees, you will be supported to professionally develop further as a Paraplanner, receive ample study support and be part of something real. You will be: Working closely with Financial Planners to prepare compliant, high-quality suitability reports Conducting research and analysis using industry tools Producing cashflow models to support recommendations Supporting client journey's by providing insight, clarity, and technical expertise Helping ensure we deliver on our promise of excellent client outcomes About you: At least 2 years' Paraplanning experience in an IFA environment Level 4 Diploma qualified (or working towards) Strong technical knowledge across a range of financial products A team player who thrives in a supportive and growth-focused environment What's in it for you: Holiday rising with service DIS and Income Protection Employee Assistance Programme and Financial Wellbeing Hybrid, flexible working Further exam support Supportive and collaborative environment If this opportunity piques your interest, please reach out or apply for a confidential chat. Thank you.
Training & Competence (T&C) Supervisor Location: Leeds Salary: £45,000 - £50,000 + bonus The Opportunity We are seeking a motivated and detail-oriented T&C Supervisor to lead the delivery of our Training & Competence scheme across the business. You will be responsible for supervising Appointed Representative firms, self-employed and employed advisers, and regulated individuals, ensuring competence and high standards are maintained through coaching, feedback, and evaluation. This role is primarily desk-based, with most supervision conducted remotely across the UK, but occasional field-based visits will be required. Key Responsibilities Supervise advisers through initial and ongoing stages of the T&C scheme via coaching, meetings, and KPI evaluation Deliver one-to-one sessions and annual role-plays, analyzing results to drive development Maintain accurate adviser records and facilitate induction courses Support advisers via phone and email, addressing queries on financial planning, technical, product, and T&C matters Supervise trainee advisers, including field-based client work Participate in regional meetings, company events, and training sessions Ensure compliance with procedures, AML, and regulatory requirements Identify trends and contribute to continuous improvement initiatives Build relationships with key internal and external stakeholders What You Will Need Qualifications & Experience: Level 4 Diploma in Financial Planning (essential) Ideally, 3+ years' experience in a financial services T&C or supervisory role Working towards higher-level industry qualifications (e.g., Chartered) is advantageous Desirable: Supervisory qualification H15 or J07 Knowledge: COBS, ICOB, and MCOB product and sales processes Consumer Duty and AR regime FCA regulations, Data Protection, and AML Working knowledge of SUP regulations Skills & Competencies: Strong financial planning and technical knowledge Coaching, feedback, and people development skills Excellent organisation and risk awareness Ability to manage multiple projects and priorities Calm under pressure, with strong communication and problem-solving skills Willingness to develop broad skills and knowledge Benefits: On-target bonus of 7.5% Pension contributions up to 10% Critical illness cover, income protection, and death in service benefits 27 days holiday plus bank holidays (option to buy up to 10 additional days) Private medical and dental insurance, plus a range of flexible benefits Why Join Us? We are a dynamic and growing financial services organisation, committed to delivering outstanding client outcomes and developing our people. We offer a supportive and inclusive culture, where personal and professional growth is encouraged, and colleagues are trusted to bring their best selves to work. If you are passionate about adviser development, regulatory excellence, and continuous improvement, this is the role for you.
Oct 07, 2025
Full time
Training & Competence (T&C) Supervisor Location: Leeds Salary: £45,000 - £50,000 + bonus The Opportunity We are seeking a motivated and detail-oriented T&C Supervisor to lead the delivery of our Training & Competence scheme across the business. You will be responsible for supervising Appointed Representative firms, self-employed and employed advisers, and regulated individuals, ensuring competence and high standards are maintained through coaching, feedback, and evaluation. This role is primarily desk-based, with most supervision conducted remotely across the UK, but occasional field-based visits will be required. Key Responsibilities Supervise advisers through initial and ongoing stages of the T&C scheme via coaching, meetings, and KPI evaluation Deliver one-to-one sessions and annual role-plays, analyzing results to drive development Maintain accurate adviser records and facilitate induction courses Support advisers via phone and email, addressing queries on financial planning, technical, product, and T&C matters Supervise trainee advisers, including field-based client work Participate in regional meetings, company events, and training sessions Ensure compliance with procedures, AML, and regulatory requirements Identify trends and contribute to continuous improvement initiatives Build relationships with key internal and external stakeholders What You Will Need Qualifications & Experience: Level 4 Diploma in Financial Planning (essential) Ideally, 3+ years' experience in a financial services T&C or supervisory role Working towards higher-level industry qualifications (e.g., Chartered) is advantageous Desirable: Supervisory qualification H15 or J07 Knowledge: COBS, ICOB, and MCOB product and sales processes Consumer Duty and AR regime FCA regulations, Data Protection, and AML Working knowledge of SUP regulations Skills & Competencies: Strong financial planning and technical knowledge Coaching, feedback, and people development skills Excellent organisation and risk awareness Ability to manage multiple projects and priorities Calm under pressure, with strong communication and problem-solving skills Willingness to develop broad skills and knowledge Benefits: On-target bonus of 7.5% Pension contributions up to 10% Critical illness cover, income protection, and death in service benefits 27 days holiday plus bank holidays (option to buy up to 10 additional days) Private medical and dental insurance, plus a range of flexible benefits Why Join Us? We are a dynamic and growing financial services organisation, committed to delivering outstanding client outcomes and developing our people. We offer a supportive and inclusive culture, where personal and professional growth is encouraged, and colleagues are trusted to bring their best selves to work. If you are passionate about adviser development, regulatory excellence, and continuous improvement, this is the role for you.
Job Title: Business Development Director - Investment Distribution Reporting to: Senior Distribution Lead Locations & Salary: £110,000 - £115,000 Benefits: Competitive bonus scheme, pension, private medical insurance, life cover, professional development support, flexible working/hybrid options, wellness support, and a comprehensive discretionary benefits package. About the Company This is a leading UK investment and wealth management business, recognised for its strong performance, adviser partnerships, and award-winning propositions. With offices across the country, the firm has built a reputation for excellence in discretionary investment management and multi-asset solutions, while maintaining a client-first culture and a clear focus on growth. Role Summary We are looking for a senior Business Development Director (Investment Distribution) to spearhead growth across adviser, institutional, and intermediary channels. Working in close collaboration with senior leadership and investment teams, you'll be responsible for expanding distribution reach, building deep market relationships, and ensuring the business remains a trusted partner to advisers and clients alike. Key Responsibilities Shape and deliver distribution strategies to drive adoption of investment propositions Build and maintain strong relationships with IFAs, wealth platforms, institutions, and intermediary partners Partner with investment and marketing teams to refine products and ensure strong market positioning Monitor competitor activity, regulatory changes, and adviser needs to keep distribution ahead of the curve Report performance against agreed KPIs and present insights to senior stakeholders Act as a senior ambassador for the business in the UK marketplace Requirements Senior distribution/business development experience within asset management, wealth, or IFA platform distribution Strong knowledge of UK adviser and intermediary markets Proven success promoting multi-asset funds, model portfolios, or discretionary investment solutions Exceptional commercial acumen, influencing and negotiation skills Ability to engage confidently with senior decision-makers and clients Strategic thinker with excellent communication and presentation skills Comfortable with UK travel to support national distribution activity Why Apply? Lead distribution strategy for a highly respected, nationally recognised wealth management brand Opportunity to work directly with senior leadership and investment teams Hybrid model offering flexibility across multiple UK hubs Attractive base salary, bonus potential, and comprehensive benefits package Career-defining role at a firm experiencing continued growth and innovation
Oct 01, 2025
Full time
Job Title: Business Development Director - Investment Distribution Reporting to: Senior Distribution Lead Locations & Salary: £110,000 - £115,000 Benefits: Competitive bonus scheme, pension, private medical insurance, life cover, professional development support, flexible working/hybrid options, wellness support, and a comprehensive discretionary benefits package. About the Company This is a leading UK investment and wealth management business, recognised for its strong performance, adviser partnerships, and award-winning propositions. With offices across the country, the firm has built a reputation for excellence in discretionary investment management and multi-asset solutions, while maintaining a client-first culture and a clear focus on growth. Role Summary We are looking for a senior Business Development Director (Investment Distribution) to spearhead growth across adviser, institutional, and intermediary channels. Working in close collaboration with senior leadership and investment teams, you'll be responsible for expanding distribution reach, building deep market relationships, and ensuring the business remains a trusted partner to advisers and clients alike. Key Responsibilities Shape and deliver distribution strategies to drive adoption of investment propositions Build and maintain strong relationships with IFAs, wealth platforms, institutions, and intermediary partners Partner with investment and marketing teams to refine products and ensure strong market positioning Monitor competitor activity, regulatory changes, and adviser needs to keep distribution ahead of the curve Report performance against agreed KPIs and present insights to senior stakeholders Act as a senior ambassador for the business in the UK marketplace Requirements Senior distribution/business development experience within asset management, wealth, or IFA platform distribution Strong knowledge of UK adviser and intermediary markets Proven success promoting multi-asset funds, model portfolios, or discretionary investment solutions Exceptional commercial acumen, influencing and negotiation skills Ability to engage confidently with senior decision-makers and clients Strategic thinker with excellent communication and presentation skills Comfortable with UK travel to support national distribution activity Why Apply? Lead distribution strategy for a highly respected, nationally recognised wealth management brand Opportunity to work directly with senior leadership and investment teams Hybrid model offering flexibility across multiple UK hubs Attractive base salary, bonus potential, and comprehensive benefits package Career-defining role at a firm experiencing continued growth and innovation
Job Title: Business Development Director - Investment Distribution Reporting to: Senior Distribution Lead Locations & Salary: £110,000 - £115,000 Benefits: Competitive bonus scheme, pension, private medical insurance, life cover, professional development support, flexible working/hybrid options, wellness support, and a comprehensive discretionary benefits package. About the Company This is a leading UK investment and wealth management business, recognised for its strong performance, adviser partnerships, and award-winning propositions. With offices across the country, the firm has built a reputation for excellence in discretionary investment management and multi-asset solutions, while maintaining a client-first culture and a clear focus on growth. Role Summary We are looking for a senior Business Development Director (Investment Distribution) to spearhead growth across adviser, institutional, and intermediary channels. Working in close collaboration with senior leadership and investment teams, you'll be responsible for expanding distribution reach, building deep market relationships, and ensuring the business remains a trusted partner to advisers and clients alike. Key Responsibilities Shape and deliver distribution strategies to drive adoption of investment propositions Build and maintain strong relationships with IFAs, wealth platforms, institutions, and intermediary partners Partner with investment and marketing teams to refine products and ensure strong market positioning Monitor competitor activity, regulatory changes, and adviser needs to keep distribution ahead of the curve Report performance against agreed KPIs and present insights to senior stakeholders Act as a senior ambassador for the business in the UK marketplace Requirements Senior distribution/business development experience within asset management, wealth, or IFA platform distribution Strong knowledge of UK adviser and intermediary markets Proven success promoting multi-asset funds, model portfolios, or discretionary investment solutions Exceptional commercial acumen, influencing and negotiation skills Ability to engage confidently with senior decision-makers and clients Strategic thinker with excellent communication and presentation skills Comfortable with UK travel to support national distribution activity Why Apply? Lead distribution strategy for a highly respected, nationally recognised wealth management brand Opportunity to work directly with senior leadership and investment teams Hybrid model offering flexibility across multiple UK hubs Attractive base salary, bonus potential, and comprehensive benefits package Career-defining role at a firm experiencing continued growth and innovation
Oct 01, 2025
Full time
Job Title: Business Development Director - Investment Distribution Reporting to: Senior Distribution Lead Locations & Salary: £110,000 - £115,000 Benefits: Competitive bonus scheme, pension, private medical insurance, life cover, professional development support, flexible working/hybrid options, wellness support, and a comprehensive discretionary benefits package. About the Company This is a leading UK investment and wealth management business, recognised for its strong performance, adviser partnerships, and award-winning propositions. With offices across the country, the firm has built a reputation for excellence in discretionary investment management and multi-asset solutions, while maintaining a client-first culture and a clear focus on growth. Role Summary We are looking for a senior Business Development Director (Investment Distribution) to spearhead growth across adviser, institutional, and intermediary channels. Working in close collaboration with senior leadership and investment teams, you'll be responsible for expanding distribution reach, building deep market relationships, and ensuring the business remains a trusted partner to advisers and clients alike. Key Responsibilities Shape and deliver distribution strategies to drive adoption of investment propositions Build and maintain strong relationships with IFAs, wealth platforms, institutions, and intermediary partners Partner with investment and marketing teams to refine products and ensure strong market positioning Monitor competitor activity, regulatory changes, and adviser needs to keep distribution ahead of the curve Report performance against agreed KPIs and present insights to senior stakeholders Act as a senior ambassador for the business in the UK marketplace Requirements Senior distribution/business development experience within asset management, wealth, or IFA platform distribution Strong knowledge of UK adviser and intermediary markets Proven success promoting multi-asset funds, model portfolios, or discretionary investment solutions Exceptional commercial acumen, influencing and negotiation skills Ability to engage confidently with senior decision-makers and clients Strategic thinker with excellent communication and presentation skills Comfortable with UK travel to support national distribution activity Why Apply? Lead distribution strategy for a highly respected, nationally recognised wealth management brand Opportunity to work directly with senior leadership and investment teams Hybrid model offering flexibility across multiple UK hubs Attractive base salary, bonus potential, and comprehensive benefits package Career-defining role at a firm experiencing continued growth and innovation
Job Title: Business Development Director - Investment Distribution Reporting to: Senior Distribution Lead Locations & Salary: £110,000 - £115,000 Benefits: Competitive bonus scheme, pension, private medical insurance, life cover, professional development support, flexible working/hybrid options, wellness support, and a comprehensive discretionary benefits package. About the Company This is a leading UK investment and wealth management business, recognised for its strong performance, adviser partnerships, and award-winning propositions. With offices across the country, the firm has built a reputation for excellence in discretionary investment management and multi-asset solutions, while maintaining a client-first culture and a clear focus on growth. Role Summary We are looking for a senior Business Development Director (Investment Distribution) to spearhead growth across adviser, institutional, and intermediary channels. Working in close collaboration with senior leadership and investment teams, you'll be responsible for expanding distribution reach, building deep market relationships, and ensuring the business remains a trusted partner to advisers and clients alike. Key Responsibilities Shape and deliver distribution strategies to drive adoption of investment propositions Build and maintain strong relationships with IFAs, wealth platforms, institutions, and intermediary partners Partner with investment and marketing teams to refine products and ensure strong market positioning Monitor competitor activity, regulatory changes, and adviser needs to keep distribution ahead of the curve Report performance against agreed KPIs and present insights to senior stakeholders Act as a senior ambassador for the business in the UK marketplace Requirements Senior distribution/business development experience within asset management, wealth, or IFA platform distribution Strong knowledge of UK adviser and intermediary markets Proven success promoting multi-asset funds, model portfolios, or discretionary investment solutions Exceptional commercial acumen, influencing and negotiation skills Ability to engage confidently with senior decision-makers and clients Strategic thinker with excellent communication and presentation skills Comfortable with UK travel to support national distribution activity Why Apply? Lead distribution strategy for a highly respected, nationally recognised wealth management brand Opportunity to work directly with senior leadership and investment teams Hybrid model offering flexibility across multiple UK hubs Attractive base salary, bonus potential, and comprehensive benefits package Career-defining role at a firm experiencing continued growth and innovation
Oct 01, 2025
Full time
Job Title: Business Development Director - Investment Distribution Reporting to: Senior Distribution Lead Locations & Salary: £110,000 - £115,000 Benefits: Competitive bonus scheme, pension, private medical insurance, life cover, professional development support, flexible working/hybrid options, wellness support, and a comprehensive discretionary benefits package. About the Company This is a leading UK investment and wealth management business, recognised for its strong performance, adviser partnerships, and award-winning propositions. With offices across the country, the firm has built a reputation for excellence in discretionary investment management and multi-asset solutions, while maintaining a client-first culture and a clear focus on growth. Role Summary We are looking for a senior Business Development Director (Investment Distribution) to spearhead growth across adviser, institutional, and intermediary channels. Working in close collaboration with senior leadership and investment teams, you'll be responsible for expanding distribution reach, building deep market relationships, and ensuring the business remains a trusted partner to advisers and clients alike. Key Responsibilities Shape and deliver distribution strategies to drive adoption of investment propositions Build and maintain strong relationships with IFAs, wealth platforms, institutions, and intermediary partners Partner with investment and marketing teams to refine products and ensure strong market positioning Monitor competitor activity, regulatory changes, and adviser needs to keep distribution ahead of the curve Report performance against agreed KPIs and present insights to senior stakeholders Act as a senior ambassador for the business in the UK marketplace Requirements Senior distribution/business development experience within asset management, wealth, or IFA platform distribution Strong knowledge of UK adviser and intermediary markets Proven success promoting multi-asset funds, model portfolios, or discretionary investment solutions Exceptional commercial acumen, influencing and negotiation skills Ability to engage confidently with senior decision-makers and clients Strategic thinker with excellent communication and presentation skills Comfortable with UK travel to support national distribution activity Why Apply? Lead distribution strategy for a highly respected, nationally recognised wealth management brand Opportunity to work directly with senior leadership and investment teams Hybrid model offering flexibility across multiple UK hubs Attractive base salary, bonus potential, and comprehensive benefits package Career-defining role at a firm experiencing continued growth and innovation
