Cap Resourcing Ltd

Operations Executive/Oversight Administrator Bristol Hybrid Working £30,000 + bonus & strong benefits We're working with a growing financial planning network who are looking to appoint an AR Oversight Associate to join their Adviser Oversight / Onboarding team. This is a key role supporting the firm's compliance and governance framework, with responsibility for adviser and firm-level checks, SM&CR requirements, and ongoing regulatory due diligence. It's well suited to someone with compliance administration experience in financial services who enjoys detail-driven work in a structured, regulated environment. The Role You'll support adviser oversight, onboarding and certification activity, including: Firm-level responsibilities Carrying out due diligence checks for Appointed Representatives Managing DBS requests and adverse credit checks Gathering, reviewing and chasing required firm documentation Conducting sanctions and negative media checks on firms, directors and controllers Verifying directorships and regulatory information Issuing and following up regulatory reference requests Individual-level responsibilities Managing initial and annual certification checks for certified staff Maintaining accurate records across internal systems and the FCA Directory Tracking SPS renewals and liaising with advisers ahead of expiry Issuing and reviewing Fitness & Propriety questionnaires Checking qualifications, CPD and compliance evidence Supporting learning and training enrolment via LMS platforms Governance & policy Supporting the maintenance of compliance policies and procedures Ensuring individuals are appropriately certified for their regulated activities About You To be successful in this role, you'll ideally have: Experience in a compliance or adviser oversight role within financial services A solid understanding of SM&CR and FCA regulatory requirements Strong organisational skills and excellent attention to detail The ability to manage multiple priorities and deadlines Confident written and verbal communication skills Experience using compliance tools such as Smartsearch, uCheck, Creditsafe or LMS systems (desirable) What's on Offer Salary of £33,000 Bonus potential of up to 10% 10% non-contributory pension Private medical insurance Life assurance (8x salary) Supportive team environment with exposure to core compliance and governance activity If you're looking to build or continue a career in adviser oversight, compliance and regulatory governance, this is an excellent opportunity within a well-structured and growing organisation. Get in touch to apply or find out more.

Operations Executive/Oversight Administrator Bristol Hybrid Working £30,000 + bonus & strong benefits We're working with a growing financial planning network who are looking to appoint an AR Oversight Associate to join their Adviser Oversight / Onboarding team. This is a key role supporting the firm's compliance and governance framework, with responsibility for adviser and firm-level checks, SM&CR requirements, and ongoing regulatory due diligence. It's well suited to someone with compliance administration experience in financial services who enjoys detail-driven work in a structured, regulated environment. The Role You'll support adviser oversight, onboarding and certification activity, including: Firm-level responsibilities Carrying out due diligence checks for Appointed Representatives Managing DBS requests and adverse credit checks Gathering, reviewing and chasing required firm documentation Conducting sanctions and negative media checks on firms, directors and controllers Verifying directorships and regulatory information Issuing and following up regulatory reference requests Individual-level responsibilities Managing initial and annual certification checks for certified staff Maintaining accurate records across internal systems and the FCA Directory Tracking SPS renewals and liaising with advisers ahead of expiry Issuing and reviewing Fitness & Propriety questionnaires Checking qualifications, CPD and compliance evidence Supporting learning and training enrolment via LMS platforms Governance & policy Supporting the maintenance of compliance policies and procedures Ensuring individuals are appropriately certified for their regulated activities About You To be successful in this role, you'll ideally have: Experience in a compliance or adviser oversight role within financial services A solid understanding of SM&CR and FCA regulatory requirements Strong organisational skills and excellent attention to detail The ability to manage multiple priorities and deadlines Confident written and verbal communication skills Experience using compliance tools such as Smartsearch, uCheck, Creditsafe or LMS systems (desirable) What's on Offer Salary of £33,000 Bonus potential of up to 10% 10% non-contributory pension Private medical insurance Life assurance (8x salary) Supportive team environment with exposure to core compliance and governance activity If you're looking to build or continue a career in adviser oversight, compliance and regulatory governance, this is an excellent opportunity within a well-structured and growing organisation. Get in touch to apply or find out more.

Were hiring: Platform Data Specialist Bristol Are you a detail-driven data expert with a passion for financial services? Were looking for a Platform Data Specialist to join a fast-growing wealth management business. This is a high-impact role where youll combine data analysis with platform expertise to deliver on major projects such as asset migrations, M&A activity, due diligence, and regulatory ana click apply for full job details

Paraplanner Droitwich (Hybrid) We're looking for an experienced Paraplanner to join a highly respected, client-focused financial planning firm based in Droitwich. This is a fantastic opportunity for someone with a strong technical background to support advisers in delivering tailored, high-quality advice. About the Company: This firm has built its reputation on trust, integrity, and long-term client relationships. They foster a collaborative, supportive environment where your skills and ideas are valued. Professional development is encouraged, with clear paths for career progression and opportunities to work alongside some of the most experienced advisers in the industry. Key Requirements: Minimum Level 4 qualification in financial planning (ideally Chartered). Proven experience in paraplanning within a financial services environment. Strong technical knowledge of investments, pensions, protection, and tax planning. Excellent attention to detail and ability to produce clear, accurate financial reports. Strong communication skills and ability to build positive relationships with advisers and clients. What's on Offer: Hybrid working arrangements - flexibility to work in the office and remotely. A supportive, professional team where your contribution is recognised. Opportunities for continuous learning, professional growth, and career progression. The chance to work with a firm that genuinely values its people and clients alike. If you're a qualified paraplanner ready to take the next step in your career and join a firm where your expertise is truly valued, we'd love to hear from you.