Eames Consulting

We are excited to be partnering with a rapidly growing Investment Manager based in Leeds looking for a Compliance Monitoring Manager to lead the monitoring function. Responsibilities : Develop and implement a risk-based Compliance and Central Monitoring Plan that aligns with risk appetite and regulatory requirements. Deliver the monitoring plan for Client-Facing Executives, including oversight of branch visits and related activities. Provide second-line assurance through oversight and Training & Competency monitoring. Oversee the execution and timely completion of thematic reviews and regular testing, including complex thematic assessments. Draft and maintain procedures for new or revised regular testing activities. Identify weaknesses or gaps within the compliance framework through targeted reviews, testing, and analytical assessments. Prepare comprehensive compliance reports for senior management and the Board, summarising key findings, emerging risks, and recommended remediation actions. Requirements : Minimum of CISI or CII level 4 qualifications and working towards Level 6 Minimum of 5 years' Compliance experience within the financial services or a similar regulated industry. Location: Leeds (hybrid working) Salary: up to £75,000 (plus bonus & benefits) Eames Consulting is acting as an Employment Agency in relation to this vacancy.