Our client is a rapidly expanding Wealth Management firm who are looking for an experienced T&C Manager to join the team. As T&C Manager you will develop Trainee Financial Planners to reach competent adviser status (CAS) and the monitoring of ongoing competency of CAS Planners under your supervision. To be considered for the role, you must hold a level 4 Diploma in financial planning or similar and have relevant experience in developing financial planners. Regular travel to offices in Scotland is required to meet face to face with advisors, and to other UK offices as required for team meetings. The role will involve taking responsibility for the following: To act as first-line Supervisor to Financial Planners of varying experience, based in varying locations. Ensure that Financial Planners within your span of control are supervised in accordance with the Group T&C Scheme. Deliver new entrant training and other training interventions as required. Work closely with the Training & Development Team to fulfil the objectives of each Trainee through to CAS and beyond. Undertake Role Plays, Live Observations, and Competency Assessments as required, and provide feedback to Planners. Assessment of KPIs to identify development areas, agree CPD and deliver appropriate coaching and training to support and help develop Planners. Assist Group Compliance with ensuring that training material is kept up to date and with the development of new material as required. Ensure own ongoing competency. Promote and display the client-centric culture of the business. Proactively share best practice. Key Requirements: Experience in providing effective Coaching. A good understanding and knowledge of relevant FCA rules. A good understanding of complaints procedures. A good understanding of other relevant legislation, including that related to financial crime and GDPR. A good understanding of updating policies and procedures. A good understanding of Training & Competency. Working knowledge of and be competent with Microsoft Applications. Essential Qualifications: Qualified to at least QCF Level 4 or equivalent qualification (H15, JO7 or AF6 are desirable). Please note, should feedback not be received within 28 day s due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Oct 08, 2025
Full time
Our client is a rapidly expanding Wealth Management firm who are looking for an experienced T&C Manager to join the team. As T&C Manager you will develop Trainee Financial Planners to reach competent adviser status (CAS) and the monitoring of ongoing competency of CAS Planners under your supervision. To be considered for the role, you must hold a level 4 Diploma in financial planning or similar and have relevant experience in developing financial planners. Regular travel to offices in Scotland is required to meet face to face with advisors, and to other UK offices as required for team meetings. The role will involve taking responsibility for the following: To act as first-line Supervisor to Financial Planners of varying experience, based in varying locations. Ensure that Financial Planners within your span of control are supervised in accordance with the Group T&C Scheme. Deliver new entrant training and other training interventions as required. Work closely with the Training & Development Team to fulfil the objectives of each Trainee through to CAS and beyond. Undertake Role Plays, Live Observations, and Competency Assessments as required, and provide feedback to Planners. Assessment of KPIs to identify development areas, agree CPD and deliver appropriate coaching and training to support and help develop Planners. Assist Group Compliance with ensuring that training material is kept up to date and with the development of new material as required. Ensure own ongoing competency. Promote and display the client-centric culture of the business. Proactively share best practice. Key Requirements: Experience in providing effective Coaching. A good understanding and knowledge of relevant FCA rules. A good understanding of complaints procedures. A good understanding of other relevant legislation, including that related to financial crime and GDPR. A good understanding of updating policies and procedures. A good understanding of Training & Competency. Working knowledge of and be competent with Microsoft Applications. Essential Qualifications: Qualified to at least QCF Level 4 or equivalent qualification (H15, JO7 or AF6 are desirable). Please note, should feedback not be received within 28 day s due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Our client is a rapidly expanding Wealth Management firm who are looking for an experienced Compliance Officer to join the team. As Compliance Officer you will focus particularly on complaint handling, root cause analysis and providing advisory oversight across multiple financial planning businesses. The ideal candidate will have extensive experience in senior compliance roles within large-scale advisory firms and a deep technical understanding of financial planning, including FCA regulations, suitability and conduct requirements. The role will involve taking responsibility for the following: Act as a key compliance advisory point across the firm. Supporting regulated financial advice activities. Manage and oversee the compliant handling process, ensuring timely resolution, root cause analysis and appropriate remedial action. Support the design, implementation and review of compliance policies and procedures, ensuring alignment with FCA requirements and the firms standards. Deliver clear and pragmatic compliance advice to business stakeholder on regulatory matters, including suitability of advice, financial promotions, clients' disclosures and product governance. Participate in compliance monitoring reviews and thematic projects, providing expert input where required. Support training and development initiatives to enhance compliance understanding across adviser and operational terms. Contribute to regular compliance reporting to the Head of Compliance Advisory and senior management. Monitor regulatory developments and address their impact on the firm, communicating implications and recommending actions. Key Requirements: Level 4 CII Diploma in Regulated Financial Planning or equivalent relevant qualification Proven track record in compliance roles within established and large financial advisory firms Deep knowledge and understanding of FCA regulatory requirements, especially around advice, suitability, complaint handling and Consumer Duty Extensive experience managing and resolving complaints within a regulated financial advice environment. Strong technical knowledge of financial planning products and services (e.g. pensions, investments, protection, tax planning) Experience working across multiple regulated advice business is highly desirable. Ability to balance regulatory requirements with commercial business understanding. Strong stakeholder engagement and communication skills, with ability to influence and challenge constructively. Please note, should feedback not be received within 28 day s due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Oct 08, 2025
Full time
Our client is a rapidly expanding Wealth Management firm who are looking for an experienced Compliance Officer to join the team. As Compliance Officer you will focus particularly on complaint handling, root cause analysis and providing advisory oversight across multiple financial planning businesses. The ideal candidate will have extensive experience in senior compliance roles within large-scale advisory firms and a deep technical understanding of financial planning, including FCA regulations, suitability and conduct requirements. The role will involve taking responsibility for the following: Act as a key compliance advisory point across the firm. Supporting regulated financial advice activities. Manage and oversee the compliant handling process, ensuring timely resolution, root cause analysis and appropriate remedial action. Support the design, implementation and review of compliance policies and procedures, ensuring alignment with FCA requirements and the firms standards. Deliver clear and pragmatic compliance advice to business stakeholder on regulatory matters, including suitability of advice, financial promotions, clients' disclosures and product governance. Participate in compliance monitoring reviews and thematic projects, providing expert input where required. Support training and development initiatives to enhance compliance understanding across adviser and operational terms. Contribute to regular compliance reporting to the Head of Compliance Advisory and senior management. Monitor regulatory developments and address their impact on the firm, communicating implications and recommending actions. Key Requirements: Level 4 CII Diploma in Regulated Financial Planning or equivalent relevant qualification Proven track record in compliance roles within established and large financial advisory firms Deep knowledge and understanding of FCA regulatory requirements, especially around advice, suitability, complaint handling and Consumer Duty Extensive experience managing and resolving complaints within a regulated financial advice environment. Strong technical knowledge of financial planning products and services (e.g. pensions, investments, protection, tax planning) Experience working across multiple regulated advice business is highly desirable. Ability to balance regulatory requirements with commercial business understanding. Strong stakeholder engagement and communication skills, with ability to influence and challenge constructively. Please note, should feedback not be received within 28 day s due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Our client, a leading Wealth Managemnet firm are looking for a Paraplanner to join the team on a permanent basis. The Paraplanner will need to ensure that the preparation of reports and technical research is of the highest quality, delivered in an efficient and compliant manner whilst mitigating any risks to the business Role Responsibilities: Participate in and delivering comprehensive financial research, within set SLAs, on products and investments on an independent basis using company-approved research tools Prepare and delivering bespoke investment reports, within set SLAs, to clients through the analysis of existing investment portfolios and comparison against suitable benchmarks Prepare and interpreting complex plan information with a view to completing transfer analysis Prepare complex financial planning reports, within set SLAs, in multiple financial planning areas Research and review, where necessary, new and existing legislation and technical/product information to aid in the role that is performed. Thorough research conducted where necessary and referring to Senior team members, where necessary Participating in firm research projects, adhering to set deadlines, as and if required Key Skills & Experience: Diploma in Financial Planning Demonstration of knowledge, interest and experience in personal financial planning and in the construction of financial planning research and suitability reports Experience in an IFA environment, demonstrating quality communications of constructive feedback A high standard of written and numerical skills An ability to demonstrate strong report-writing skills A high level of accuracy and attention to detail Aptitude in Microsoft Office Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Oct 08, 2025
Full time
Our client, a leading Wealth Managemnet firm are looking for a Paraplanner to join the team on a permanent basis. The Paraplanner will need to ensure that the preparation of reports and technical research is of the highest quality, delivered in an efficient and compliant manner whilst mitigating any risks to the business Role Responsibilities: Participate in and delivering comprehensive financial research, within set SLAs, on products and investments on an independent basis using company-approved research tools Prepare and delivering bespoke investment reports, within set SLAs, to clients through the analysis of existing investment portfolios and comparison against suitable benchmarks Prepare and interpreting complex plan information with a view to completing transfer analysis Prepare complex financial planning reports, within set SLAs, in multiple financial planning areas Research and review, where necessary, new and existing legislation and technical/product information to aid in the role that is performed. Thorough research conducted where necessary and referring to Senior team members, where necessary Participating in firm research projects, adhering to set deadlines, as and if required Key Skills & Experience: Diploma in Financial Planning Demonstration of knowledge, interest and experience in personal financial planning and in the construction of financial planning research and suitability reports Experience in an IFA environment, demonstrating quality communications of constructive feedback A high standard of written and numerical skills An ability to demonstrate strong report-writing skills A high level of accuracy and attention to detail Aptitude in Microsoft Office Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Data Protection Officer Milton Keynes - Head Office Hybrid working (2-3 days per week) A fantastic opportunity for either an experienced Data Protection Officer or someone ready to step up into their first DPO role. This is a pivotal position within a growing organisation on an exciting trajectory, where there's genuine scope to shape the data protection agenda and make a meaningful impact. You'll lead the development and delivery of data protection strategy, ensuring compliance across a complex, multi-site business. With strong senior backing and plenty to get stuck into, this role offers both autonomy and visibility. Key Responsibilities Lead on data protection strategy, policies, and compliance with UK GDPR, DPA 2018 and related regulations. Drive data protection awareness, training and cultural engagement across the business. Maintain and review Records of Processing Activities and data mapping. Oversee data breaches, subject rights requests and DPIAs, ensuring timely and compliant outcomes. Monitor and report on performance, risks and improvement opportunities. What We're Looking For Solid understanding of UK GDPR, DPA 2018, PECR and broader privacy regulations. Experience implementing data protection frameworks in complex environments. Strong communication and stakeholder management skills. Practical experience with DPIAs, breaches and regulatory interaction. A proactive, solutions-focused approach and the confidence to influence at all levels. This is an excellent opportunity for someone who wants to step into a visible, business-critical role and help shape how data protection is managed as the organisation continues to grow. Interested? Apply now to find out more. Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Oct 07, 2025
Full time
Data Protection Officer Milton Keynes - Head Office Hybrid working (2-3 days per week) A fantastic opportunity for either an experienced Data Protection Officer or someone ready to step up into their first DPO role. This is a pivotal position within a growing organisation on an exciting trajectory, where there's genuine scope to shape the data protection agenda and make a meaningful impact. You'll lead the development and delivery of data protection strategy, ensuring compliance across a complex, multi-site business. With strong senior backing and plenty to get stuck into, this role offers both autonomy and visibility. Key Responsibilities Lead on data protection strategy, policies, and compliance with UK GDPR, DPA 2018 and related regulations. Drive data protection awareness, training and cultural engagement across the business. Maintain and review Records of Processing Activities and data mapping. Oversee data breaches, subject rights requests and DPIAs, ensuring timely and compliant outcomes. Monitor and report on performance, risks and improvement opportunities. What We're Looking For Solid understanding of UK GDPR, DPA 2018, PECR and broader privacy regulations. Experience implementing data protection frameworks in complex environments. Strong communication and stakeholder management skills. Practical experience with DPIAs, breaches and regulatory interaction. A proactive, solutions-focused approach and the confidence to influence at all levels. This is an excellent opportunity for someone who wants to step into a visible, business-critical role and help shape how data protection is managed as the organisation continues to grow. Interested? Apply now to find out more. Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.
MERJE are working with a Life Insurance client who are looking for a Head of Actuarial Reporting. You will be tasked with leading Reporting processes for Solvency II and UK and US GAAP. You'll be supported by a small team of senior managers who lead their respective sectors supporting process, systems and reporting. 3-4 days per week in the office required with multiple office sites available. We require Actuaries to be Qualified with significant Post-Qual experience and operated at a Senior/Head of level. You must be able to lead a team and ensure you can collaborate with c-suite level stakeholders. Reporting experience essential with Capital and Valuations also of interest. Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.
Oct 07, 2025
Full time
MERJE are working with a Life Insurance client who are looking for a Head of Actuarial Reporting. You will be tasked with leading Reporting processes for Solvency II and UK and US GAAP. You'll be supported by a small team of senior managers who lead their respective sectors supporting process, systems and reporting. 3-4 days per week in the office required with multiple office sites available. We require Actuaries to be Qualified with significant Post-Qual experience and operated at a Senior/Head of level. You must be able to lead a team and ensure you can collaborate with c-suite level stakeholders. Reporting experience essential with Capital and Valuations also of interest. Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.
