Financial Staffing Solutions

Our client is a leading professional services and advisory practice specialising in insolvency, restructuring, and financial advisory services. With a reputation for integrity, professionalism, and client-focused delivery. They are seeking an Assistant Manager - Compliance to join their growing Compliance & Risk team in London. This role will play a key part in maintaining the firm's compliance standards, supporting regulatory adherence, and promoting a culture of integrity and accountability across the business. Role Overview The Assistant Manager - Compliance will support the Head of Compliance and act as Deputy MLRO for the Group. The role involves oversight of anti-money laundering (AML) processes, handling data protection requests, managing client due diligence, and addressing complaints and contentious matters across the firm's insolvency and restructuring cases. This is a hands-on role requiring sound technical knowledge, strong analytical skills, and the ability to manage sensitive matters with discretion. Key Responsibilities Regulatory and Compliance Oversight Act as Deputy Money Laundering Reporting Officer (MLRO) for the Group, assisting with all AML oversight and reporting duties. Conduct daily reviews of Anti-Money Laundering (AML) checks and ensure compliance with internal and regulatory requirements. Review and investigate Suspicious Activity Reports (SARs) and liaise with the MLRO on escalation and reporting procedures. Manage and respond to Subject Access Requests (SARs) under data protection legislation in a timely and compliant manner. Monitor and maintain up-to-date records of client due diligence and AML documentation. Identify, assess, and escalate potential compliance risks to senior management. Casework and Quality Assurance Oversee and respond to casework complaints across Creditors' Voluntary Liquidations (CVLs), Members' Voluntary Liquidations (MVLs), and Administrations. Assist in the review of work prepared by junior team members, ensuring accuracy, regulatory compliance, and adherence to internal policies. Support internal audits and regulatory inspections, preparing documentation and reports as required. Assist in developing and implementing compliance policies, procedures, and training materials. Continuous Improvement and Advisory Provide guidance to operational teams on AML, data protection, and regulatory compliance matters. Contribute to ongoing enhancement of the firm's compliance framework and risk management systems. Promote a culture of compliance awareness across all departments through training and communication initiatives. Knowledge, Skills, and Experience Essential Knowledge and Competencies: Strong understanding of insolvency processes (CVLs, MVLs, Administrations, and related procedures). Sound knowledge of Anti-Money Laundering (AML) laws, procedures, and best practices. Working knowledge of data protection legislation, including the UK GDPR and Data Protection Act 2018. Ability to deal with contentious and confidential matters professionally and discreetly. Excellent written and verbal communication skills with a strong attention to detail. Proven analytical and problem-solving skills. Ability to manage multiple priorities and meet deadlines in a fast-paced environment. Desirable Experience: Experience within a professional services, accountancy, or insolvency practice. Prior experience acting as Deputy MLRO or in a compliance-focused role. Familiarity with regulatory bodies such as the Insolvency Practitioners Association (IPA) or Financial Conduct Authority (FCA). Relevant professional qualification (e.g., ICA Diploma in AML, CPI, or equivalent).