Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Jul 27, 2026
Full time
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Jul 27, 2026
Full time
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Jul 27, 2026
Full time
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Jul 27, 2026
Full time
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Focus Search and Selection
Nottingham, Nottinghamshire
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
Jul 27, 2026
Full time
Managing Director / Operations Director Lead the Future of an Award-Winning Independent Financial Planning Firm This isn't a sales leadership role. It's an opportunity to take the operational reins of a highly respected Independent Financial Planning firm that's investing heavily in technology, AI and long-term sustainable growth-without ever compromising its values. The Opportunity You'll work alongside the Founder to build a calmer, smarter and more efficient business where advisers spend less time on administration and more time with clients. You'll lead across: Operations Advice Compliance Client Service Technology People Driving consistency, improving systems and ensuring the business continues to grow without sacrificing quality. What You'll Bring Leadership experience within an Independent Financial Planning environment. A strong understanding of regulation, governance and operational excellence. The ability to improve processes, develop people and embrace technology. Humility, commercial awareness and excellent judgement. Independent Financial Adviser experience would be advantageous but isn't essential. Why This Role? Genuine autonomy to shape the future of the business. Significant investment in AI, NINGI and cutting-edge technology. A culture built around integrity, professionalism and long-term client outcomes. The opportunity to create an environment where advisers can do the best work of their careers. This role is about building a better business - not simply a bigger one. Interested in a confidential conversation? We'd love to hear from you.
The Opportunity ?Most Wealth Management firms talk about digital transformation; our client is actually living it. ?We are exclusively retained by a highly innovative, scaling boutique Wealth Management firm. They have completely re-engineered their operational model, leveraging cutting-edge AI and modern tech infrastructure-specifically Ningi and Fundment-to strip away administrative friction. Their philosophy is simple: use the best technology in the market to buy back their advisers' time, so they can spend it where it truly matters-building human relationships with clients. ?As they enter their next phase of growth, they require an exceptional Managing Director to take the helm. ?You will lead the firm's scale-up and M&A strategy. However, this business is fiercely protective of its culture. The technical brief is rigorous, but the cultural brief is non-negotiable: the founders will only hand the reins to a leader who naturally leads with genuine humility, kindness, and empathy. ?The Role ?As Managing Director, you will be the driving force behind the firm's operational excellence and strategic expansion. Your key responsibilities will include: ?Strategic Growth & M&A: Identifying, acquiring, and seamlessly integrating acquired firms into the boutique's modern operational framework. ?Operational & Compliance Leadership: Ensuring robust, scalable processes are in place, maintaining the highest standards of FCA compliance and operational efficiency. ?Technology Champion: Maximizing the ROI of their existing tech stack (Ningi / Fundment) and driving adoption across the team to ensure bionic, highly efficient advice delivery. ?Team Leadership & Mentoring: Fostering a culture of high performance rooted in kindness. You will guide, mentor, and develop a team of high-performing IFAs and support staff. ?About You ?You are a commercial powerhouse who understands that deep empathy and scaling a business are not mutually exclusive. To be successful in this role, you will need: ?IFA Roots: You must have lived and breathed the IFA journey. You understand the trenches of giving advice, which gives you instant credibility with the advisory team. ?Operational & Compliance Pedigree: Deep, hands-on knowledge of the regulatory landscape and how to build compliant, efficient operational workflows. ?M&A Track Record: Proven experience in Wealth Management Mergers & Acquisitions, from initial due diligence to post-deal cultural and tech integration. ?Tech Fluency: You don't need to be a developer, but you must be an advocate for modern WealthTech. You understand how AI and integrated platforms change the economics of advice. ?The Character: You have a low ego. You are kind-hearted, approachable, and build people up rather than breaking them down. ?The Package ?Base Salary: £100,000 - £130,000+ (Dependent on experience and track record) ?Bonus: Highly lucrative executive bonus linked to M&A and scale-up metrics ?Wealth Creation: Potential for Equity / Long-Term Incentive Plan (LTIP) ?Standard Executive Benefits: Generous pension contribution, comprehensive private medical insurance, death in service, and a flexible, grown-up working environment. ? Next Steps ?If you are a modern, tech-forward leader looking for a purpose-driven boutique that values human kindness as much as commercial success, we want to hear from you. ?Apply now with your CV or contact Charles Walker, Focus Search & Selection directly for a strictly confidential introductory conversation.
Jul 24, 2026
Full time
The Opportunity ?Most Wealth Management firms talk about digital transformation; our client is actually living it. ?We are exclusively retained by a highly innovative, scaling boutique Wealth Management firm. They have completely re-engineered their operational model, leveraging cutting-edge AI and modern tech infrastructure-specifically Ningi and Fundment-to strip away administrative friction. Their philosophy is simple: use the best technology in the market to buy back their advisers' time, so they can spend it where it truly matters-building human relationships with clients. ?As they enter their next phase of growth, they require an exceptional Managing Director to take the helm. ?You will lead the firm's scale-up and M&A strategy. However, this business is fiercely protective of its culture. The technical brief is rigorous, but the cultural brief is non-negotiable: the founders will only hand the reins to a leader who naturally leads with genuine humility, kindness, and empathy. ?The Role ?As Managing Director, you will be the driving force behind the firm's operational excellence and strategic expansion. Your key responsibilities will include: ?Strategic Growth & M&A: Identifying, acquiring, and seamlessly integrating acquired firms into the boutique's modern operational framework. ?Operational & Compliance Leadership: Ensuring robust, scalable processes are in place, maintaining the highest standards of FCA compliance and operational efficiency. ?Technology Champion: Maximizing the ROI of their existing tech stack (Ningi / Fundment) and driving adoption across the team to ensure bionic, highly efficient advice delivery. ?Team Leadership & Mentoring: Fostering a culture of high performance rooted in kindness. You will guide, mentor, and develop a team of high-performing IFAs and support staff. ?About You ?You are a commercial powerhouse who understands that deep empathy and scaling a business are not mutually exclusive. To be successful in this role, you will need: ?IFA Roots: You must have lived and breathed the IFA journey. You understand the trenches of giving advice, which gives you instant credibility with the advisory team. ?Operational & Compliance Pedigree: Deep, hands-on knowledge of the regulatory landscape and how to build compliant, efficient operational workflows. ?M&A Track Record: Proven experience in Wealth Management Mergers & Acquisitions, from initial due diligence to post-deal cultural and tech integration. ?Tech Fluency: You don't need to be a developer, but you must be an advocate for modern WealthTech. You understand how AI and integrated platforms change the economics of advice. ?The Character: You have a low ego. You are kind-hearted, approachable, and build people up rather than breaking them down. ?The Package ?Base Salary: £100,000 - £130,000+ (Dependent on experience and track record) ?Bonus: Highly lucrative executive bonus linked to M&A and scale-up metrics ?Wealth Creation: Potential for Equity / Long-Term Incentive Plan (LTIP) ?Standard Executive Benefits: Generous pension contribution, comprehensive private medical insurance, death in service, and a flexible, grown-up working environment. ? Next Steps ?If you are a modern, tech-forward leader looking for a purpose-driven boutique that values human kindness as much as commercial success, we want to hear from you. ?Apply now with your CV or contact Charles Walker, Focus Search & Selection directly for a strictly confidential introductory conversation.
Product & Portfolio Manager London Hybrid (3 days in office) A growing mortgage lender is seeking a Product & Portfolio Manager to join its expanding team. This is an excellent opportunity for an analytically minded mortgage professional to play a key role in product development, portfolio performance and strategic business initiatives. Working closely with senior stakeholders, you'll help shape product enhancements, provide insight-driven recommendations and support the successful delivery of product and proposition changes across the business. What we're looking for: Experience within the UK mortgage market. A background in product management, pricing, portfolio management, analytics or credit risk. Strong analytical and problem-solving skills. Excellent stakeholder management and communication abilities. A proactive and detail-oriented approach. Why apply? Join a growing and ambitious lender. Broad exposure across product, portfolio and commercial strategy. Opportunity to influence key business decisions. Hybrid working and competitive salary package. Supportive culture with genuine development opportunities. For a confidential discussion, please get in touch.
Jul 24, 2026
Full time
Product & Portfolio Manager London Hybrid (3 days in office) A growing mortgage lender is seeking a Product & Portfolio Manager to join its expanding team. This is an excellent opportunity for an analytically minded mortgage professional to play a key role in product development, portfolio performance and strategic business initiatives. Working closely with senior stakeholders, you'll help shape product enhancements, provide insight-driven recommendations and support the successful delivery of product and proposition changes across the business. What we're looking for: Experience within the UK mortgage market. A background in product management, pricing, portfolio management, analytics or credit risk. Strong analytical and problem-solving skills. Excellent stakeholder management and communication abilities. A proactive and detail-oriented approach. Why apply? Join a growing and ambitious lender. Broad exposure across product, portfolio and commercial strategy. Opportunity to influence key business decisions. Hybrid working and competitive salary package. Supportive culture with genuine development opportunities. For a confidential discussion, please get in touch.
File Checker Part-Time Flexible Hours Financial Planning A respected and growing wealth management firm are seeking a File Checker to support their compliance and quality assurance function. Working closely with the compliance team, you will review advice files across pensions, investments and protection business, ensuring recommendations are suitable, client outcomes are well evidenced, and regulatory standards are consistently met. Key Responsibilities Review adviser files against internal quality and compliance standards. Assess the suitability and appropriateness of advice provided. Ensure client information and supporting documentation are complete and robust. Identify areas of risk and provide constructive feedback. Support the embedding of Consumer Duty principles across the advice process. Help maintain adherence to FCA regulatory requirements. About You Diploma qualified (or equivalent). Strong technical knowledge of pensions, investments and protection products. Good understanding of FCA regulations and compliance frameworks. Previous experience within compliance, file checking, paraplanning or technical review functions. Excellent attention to detail and the ability to work independently. What's on Offer Flexible, part-time working arrangement. Competitive remuneration. Opportunity to work with an established and highly regarded financial services organisation. Ongoing professional development and support. Comprehensive benefits package including bonus potential, pension provision and additional employee benefits.
Jul 22, 2026
Full time
File Checker Part-Time Flexible Hours Financial Planning A respected and growing wealth management firm are seeking a File Checker to support their compliance and quality assurance function. Working closely with the compliance team, you will review advice files across pensions, investments and protection business, ensuring recommendations are suitable, client outcomes are well evidenced, and regulatory standards are consistently met. Key Responsibilities Review adviser files against internal quality and compliance standards. Assess the suitability and appropriateness of advice provided. Ensure client information and supporting documentation are complete and robust. Identify areas of risk and provide constructive feedback. Support the embedding of Consumer Duty principles across the advice process. Help maintain adherence to FCA regulatory requirements. About You Diploma qualified (or equivalent). Strong technical knowledge of pensions, investments and protection products. Good understanding of FCA regulations and compliance frameworks. Previous experience within compliance, file checking, paraplanning or technical review functions. Excellent attention to detail and the ability to work independently. What's on Offer Flexible, part-time working arrangement. Competitive remuneration. Opportunity to work with an established and highly regarded financial services organisation. Ongoing professional development and support. Comprehensive benefits package including bonus potential, pension provision and additional employee benefits.
