Calling all Senior Negotiators in Investment Banking. We are recruiting two Senior Negotiators; one with a focus on Master Repurchase Agreements & Sponsor Repurchase Agreements and another, on ISDA and Regulatory Initial Margin. Role : Senior Negotiator Date rate : £605 per day (inside IR35) Pay framework : Umbrella Company Start date : ASAP Contract length : till end December 2025 (with scope to extend) Location : Central London - onsite Full time Key Responsibilities: Negotiate various industry-standard agreements. Negotiating and reviewing other regulation-driven documentation. Undertake due diligence prior to and post completion of agreements. Mitigate operational risk Liaise with businesses, credit officers, legal department and external counsel. Essential Skills: Legal qualification/qualified Experience negotiating /MRA/SRA/RegIM agreements or other industry standard documents Regulatory Initial Margin experience Reach out to Diana Duggan today!
Oct 10, 2025
Full time
Calling all Senior Negotiators in Investment Banking. We are recruiting two Senior Negotiators; one with a focus on Master Repurchase Agreements & Sponsor Repurchase Agreements and another, on ISDA and Regulatory Initial Margin. Role : Senior Negotiator Date rate : £605 per day (inside IR35) Pay framework : Umbrella Company Start date : ASAP Contract length : till end December 2025 (with scope to extend) Location : Central London - onsite Full time Key Responsibilities: Negotiate various industry-standard agreements. Negotiating and reviewing other regulation-driven documentation. Undertake due diligence prior to and post completion of agreements. Mitigate operational risk Liaise with businesses, credit officers, legal department and external counsel. Essential Skills: Legal qualification/qualified Experience negotiating /MRA/SRA/RegIM agreements or other industry standard documents Regulatory Initial Margin experience Reach out to Diana Duggan today!
A leading Financial services firm is hiring an Equity Client Operations Analyst to join a project based in central London. Your Team, Equities Client Operations within their Global Banking & Markets division, supports the full trade life cycle management of cash equities, prime brokerage and synthetics. As well as day to day trade management, you will also focus on increasing straight-through processing (STP) and reducing settlement fails to drive scale. Role : Equity Client Operations Analyst Date rate : £250 per day (inside IR35) Pay framework : Umbrella Company Start date : ASAP Contract length : 3 months Location : Central London - onsite Full time, Monday to Friday, 08:30 - 18:30 hrs Key Responsibilities: Products and Markets/Risk Management: Understand the products across different global markets Liaise with Sales to ensure timely/accurate booking of new trades and amendments to existing bookings Ensure correct timely allocation for executed trades Identify and reconcile trade booking errors Pre-matching and management of fails and settlement issues Focus on critical market allocations, pre-matching through to settlements Relationship management: Establish strong working relationships with the Business and other teams such as Engineering, Operations teams Build a strong partnership with our clients in order to improve the pre-matching/allocation process and client service Provide assistance to other business units on trade related queries and act as an intermediary and liaise with Sales where necessary. Leadership skills: Identify process inefficiencies and actively contribute to process re-engineering to improve trade flow Drive change by implementing new initiatives/projects Essential Skills: Previous experience in a Middle Office role Product knowledge - ideally of cash (confirmations and/or settlements) and/or equities derives products Preferred knowledge of global markets, CTM, DTCC, Traiana, prime brokerage, synthetics Excellent client service skills with experience gained within a fast paced Client Service/ - Operational role Ability to work in dynamic environment, proven history of being able to react to changing priorities Send your CV to Diana Duggan today!
Oct 10, 2025
Full time
A leading Financial services firm is hiring an Equity Client Operations Analyst to join a project based in central London. Your Team, Equities Client Operations within their Global Banking & Markets division, supports the full trade life cycle management of cash equities, prime brokerage and synthetics. As well as day to day trade management, you will also focus on increasing straight-through processing (STP) and reducing settlement fails to drive scale. Role : Equity Client Operations Analyst Date rate : £250 per day (inside IR35) Pay framework : Umbrella Company Start date : ASAP Contract length : 3 months Location : Central London - onsite Full time, Monday to Friday, 08:30 - 18:30 hrs Key Responsibilities: Products and Markets/Risk Management: Understand the products across different global markets Liaise with Sales to ensure timely/accurate booking of new trades and amendments to existing bookings Ensure correct timely allocation for executed trades Identify and reconcile trade booking errors Pre-matching and management of fails and settlement issues Focus on critical market allocations, pre-matching through to settlements Relationship management: Establish strong working relationships with the Business and other teams such as Engineering, Operations teams Build a strong partnership with our clients in order to improve the pre-matching/allocation process and client service Provide assistance to other business units on trade related queries and act as an intermediary and liaise with Sales where necessary. Leadership skills: Identify process inefficiencies and actively contribute to process re-engineering to improve trade flow Drive change by implementing new initiatives/projects Essential Skills: Previous experience in a Middle Office role Product knowledge - ideally of cash (confirmations and/or settlements) and/or equities derives products Preferred knowledge of global markets, CTM, DTCC, Traiana, prime brokerage, synthetics Excellent client service skills with experience gained within a fast paced Client Service/ - Operational role Ability to work in dynamic environment, proven history of being able to react to changing priorities Send your CV to Diana Duggan today!
Our client is seeking Loan Closing Operations Specialists to join The Credit Loans Middle Office Team. The Team supports various business teams with the origination, syndication, and secondary market trading of performing and non-performing loan. Additionally, the Team supports various business teams to ensure efficient pre-trade due diligence, execution and settlement of both primary and secondary loans. As the team and work expands as well as providing support within loans you will also support other areas such as structured products, and private equities. Role : Loan Closing Operations Specialist Date rate : £250 per day (inside IR35) Pay framework : Umbrella Company Start date : ASAP Contract length : 3 months Location : Central London - onsite Full time, Monday to Friday, 08:30 - 18:30 Key Responsibilities: To support the team, maintain the integrity and accuracy of the risk positions taken by the firm and resolve any trade settlement issues that may arise Monitor trading systems for new trades and confirm trades with outside clients Draft, review and negotiate transfer documents including trade confirmations and transfer certificates Liaise with Legal, Compliance, Credit, Trading Desks, Agency and Servicing teams to ensure necessary approvals are obtained, pricing/cashflows are agreed, reconciled and settled within their system Essential Skills: Knowledge and previous experience of Bank Loans Closing, Servicing or Agency activity Experience of navigating Loan Credit Agreements Ideally you will be familiar with/have experience with ClearPar and LMA Ability to work well under pressure and meet strict deadlines Ability to learn quickly in a fast-moving environment Strong attention to detail and the ability to keep track of a large workload Don't delay apply today!
Oct 10, 2025
Full time
Our client is seeking Loan Closing Operations Specialists to join The Credit Loans Middle Office Team. The Team supports various business teams with the origination, syndication, and secondary market trading of performing and non-performing loan. Additionally, the Team supports various business teams to ensure efficient pre-trade due diligence, execution and settlement of both primary and secondary loans. As the team and work expands as well as providing support within loans you will also support other areas such as structured products, and private equities. Role : Loan Closing Operations Specialist Date rate : £250 per day (inside IR35) Pay framework : Umbrella Company Start date : ASAP Contract length : 3 months Location : Central London - onsite Full time, Monday to Friday, 08:30 - 18:30 Key Responsibilities: To support the team, maintain the integrity and accuracy of the risk positions taken by the firm and resolve any trade settlement issues that may arise Monitor trading systems for new trades and confirm trades with outside clients Draft, review and negotiate transfer documents including trade confirmations and transfer certificates Liaise with Legal, Compliance, Credit, Trading Desks, Agency and Servicing teams to ensure necessary approvals are obtained, pricing/cashflows are agreed, reconciled and settled within their system Essential Skills: Knowledge and previous experience of Bank Loans Closing, Servicing or Agency activity Experience of navigating Loan Credit Agreements Ideally you will be familiar with/have experience with ClearPar and LMA Ability to work well under pressure and meet strict deadlines Ability to learn quickly in a fast-moving environment Strong attention to detail and the ability to keep track of a large workload Don't delay apply today!
Our client is looking for a Risk Assurance (2LOD) Specialist to lead compliance assurance activities for a major financial services organization. You will lead compliance assurance activities pertaining to compliance with LRR (Laws, Rules & Regulations) for Own Funds, Eligible Liabilities, and RWA calculations under Basel 3/CRD IV regulations. You will critically review Treasury and Finance compliance conclusions, challenge rule interpretations, and serve as central regulatory capital expertise while representing the organization at management committees. Key Responsibilities: Lead activities pertaining to assurance of compliance with Laws, Rules and Regulations for Own Funds, Eligible Liabilities and all RWA risk types Critically review Treasury and Finance rule compliance conclusions via detailed evidence assessment Review and challenge rule interpretation proposals based on independent regulatory assessment Serve as central point of expertise and advice for Risk on regulatory capital and liquidity requirements Interact and coordinate rule assurance activities with Finance controls office Represent the organization at management committees and regulatory discussions Apply judgment in interpretation and application of regulatory requirements for complex transactions Requirements: 12+ years experience in banking, central bank, prudential regulator or professional services - Essential Detailed technical understanding of Basel 3, CRD IV/CCR rules - Essential Track record with complex transactions and commercial rationale understanding - Essential Broad finance knowledge and ability to articulate technical subjects Controls experience (direct and indirect) preferred Strong control mindset and governance understanding Ability to challenge senior regulatory experts and stakeholders
Oct 07, 2025
Full time
Our client is looking for a Risk Assurance (2LOD) Specialist to lead compliance assurance activities for a major financial services organization. You will lead compliance assurance activities pertaining to compliance with LRR (Laws, Rules & Regulations) for Own Funds, Eligible Liabilities, and RWA calculations under Basel 3/CRD IV regulations. You will critically review Treasury and Finance compliance conclusions, challenge rule interpretations, and serve as central regulatory capital expertise while representing the organization at management committees. Key Responsibilities: Lead activities pertaining to assurance of compliance with Laws, Rules and Regulations for Own Funds, Eligible Liabilities and all RWA risk types Critically review Treasury and Finance rule compliance conclusions via detailed evidence assessment Review and challenge rule interpretation proposals based on independent regulatory assessment Serve as central point of expertise and advice for Risk on regulatory capital and liquidity requirements Interact and coordinate rule assurance activities with Finance controls office Represent the organization at management committees and regulatory discussions Apply judgment in interpretation and application of regulatory requirements for complex transactions Requirements: 12+ years experience in banking, central bank, prudential regulator or professional services - Essential Detailed technical understanding of Basel 3, CRD IV/CCR rules - Essential Track record with complex transactions and commercial rationale understanding - Essential Broad finance knowledge and ability to articulate technical subjects Controls experience (direct and indirect) preferred Strong control mindset and governance understanding Ability to challenge senior regulatory experts and stakeholders
Our client is looking for a VP to support compliance activities for a leading financial institution. You will support compliance documentation and evidence gathering for Own Funds, Eligible Liabilities, and RWA calculations across all risk types. You will coordinate across multiple risk teams, analyse complex financial and risk-related data, and maintain detailed documentation standards while providing technical advice on Capital & RWA regulations. Key Responsibilities: Support and coordinate activities for evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations Analyse and assess complex financial and risk-related data to ensure regulatory compliance Coordinate project governance across multiple teams and risk areas simultaneously Maintain high standards of documentation and reporting in line with regulatory requirements Provide technical advice and consultation on escalated Capital & RWA regulatory issues Work effectively with stakeholders across Credit Risk, Market Risk, CVA, and other first line of defence Risk areas Support the development of risk mitigation frameworks and control procedures Requirements: Strong first line defence risk experience across Credit Risk, Market Risk, CVA or similar areas - Essential Solid understanding of CRR, PRA rulebook and Capital & RWA regulations - Essential Risk management, audit, compliance or controls experience - Essential Strong analytical and organizational skills Excellent communication and interpersonal abilities Experience managing multiple projects simultaneously Send your CV to Diana Duggan today!
Oct 07, 2025
Full time
Our client is looking for a VP to support compliance activities for a leading financial institution. You will support compliance documentation and evidence gathering for Own Funds, Eligible Liabilities, and RWA calculations across all risk types. You will coordinate across multiple risk teams, analyse complex financial and risk-related data, and maintain detailed documentation standards while providing technical advice on Capital & RWA regulations. Key Responsibilities: Support and coordinate activities for evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations Analyse and assess complex financial and risk-related data to ensure regulatory compliance Coordinate project governance across multiple teams and risk areas simultaneously Maintain high standards of documentation and reporting in line with regulatory requirements Provide technical advice and consultation on escalated Capital & RWA regulatory issues Work effectively with stakeholders across Credit Risk, Market Risk, CVA, and other first line of defence Risk areas Support the development of risk mitigation frameworks and control procedures Requirements: Strong first line defence risk experience across Credit Risk, Market Risk, CVA or similar areas - Essential Solid understanding of CRR, PRA rulebook and Capital & RWA regulations - Essential Risk management, audit, compliance or controls experience - Essential Strong analytical and organizational skills Excellent communication and interpersonal abilities Experience managing multiple projects simultaneously Send your CV to Diana Duggan today!
Role: Associate VP Rate: £450-550 per day (inside IR35) Location: London (Hybrid) Start date: ASAP Current end date: 6 months (with scope to extend) Our client, a leading financial institution, is seeking an Associate Vice President to support compliance documentation and evidence activities across Own Funds, Eligible Liabilities and all RWA risk types. This is an excellent opportunity for someone with a strong grounding in finance, controls and governance who wants to grow their expertise in capital and regulatory reporting. Purpose of the Role To support activities related to evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations. Key Accountabilities Review output from Risk stakeholders, facilitate finalisation of actions, and assist with preparation of governance materials Review documentation and reporting items in the LRR Compliance analysis; liaise with upstream teams as required Work with teams across Central Program, Risk and Finance to update documents and ensure alignment Partner with upstream data providers to assess reporting processes in line with documented controls and governance frameworks Requirements Strong communication skills (written and verbal) with ability to collaborate across multiple teams and locations Good presentation skills Advanced Microsoft Excel skills Understanding of Balance Sheet and Finance processes Awareness of control and governance frameworks Apply now by sending your CV to Diana Duggan Associates.
Oct 07, 2025
Full time
Role: Associate VP Rate: £450-550 per day (inside IR35) Location: London (Hybrid) Start date: ASAP Current end date: 6 months (with scope to extend) Our client, a leading financial institution, is seeking an Associate Vice President to support compliance documentation and evidence activities across Own Funds, Eligible Liabilities and all RWA risk types. This is an excellent opportunity for someone with a strong grounding in finance, controls and governance who wants to grow their expertise in capital and regulatory reporting. Purpose of the Role To support activities related to evidencing and documenting compliance with Laws, Rules and Regulations (LRR) for Own Funds, Eligible Liabilities and RWA calculations. Key Accountabilities Review output from Risk stakeholders, facilitate finalisation of actions, and assist with preparation of governance materials Review documentation and reporting items in the LRR Compliance analysis; liaise with upstream teams as required Work with teams across Central Program, Risk and Finance to update documents and ensure alignment Partner with upstream data providers to assess reporting processes in line with documented controls and governance frameworks Requirements Strong communication skills (written and verbal) with ability to collaborate across multiple teams and locations Good presentation skills Advanced Microsoft Excel skills Understanding of Balance Sheet and Finance processes Awareness of control and governance frameworks Apply now by sending your CV to Diana Duggan Associates.
