ASSISTANT MANAGER COMPLIANCE

Our client is a leading professional services and advisory practice specialising in insolvency, restructuring, and financial advisory services. With a reputation for integrity, professionalism, and client-focused delivery.

They are seeking an Assistant Manager - Compliance to join their growing Compliance & Risk team in London. This role will play a key part in maintaining the firm's compliance standards, supporting regulatory adherence, and promoting a culture of integrity and accountability across the business.

Role Overview

The Assistant Manager - Compliance will support the Head of Compliance and act as Deputy MLRO for the Group. The role involves oversight of anti-money laundering (AML) processes, handling data protection requests, managing client due diligence, and addressing complaints and contentious matters across the firm's insolvency and restructuring cases.

This is a hands-on role requiring sound technical knowledge, strong analytical skills, and the ability to manage sensitive matters with discretion.

Key Responsibilities

• Regulatory and Compliance Oversight
• Act as Deputy Money Laundering Reporting Officer (MLRO) for the Group, assisting with all AML oversight and reporting duties.
• Conduct daily reviews of Anti-Money Laundering (AML) checks and ensure compliance with internal and regulatory requirements.
• Review and investigate Suspicious Activity Reports (SARs) and liaise with the MLRO on escalation and reporting procedures.
• Manage and respond to Subject Access Requests (SARs) under data protection legislation in a timely and compliant manner.
• Monitor and maintain up-to-date records of client due diligence and AML documentation.
• Identify, assess, and escalate potential compliance risks to senior management.
• Casework and Quality Assurance
• Oversee and respond to casework complaints across Creditors' Voluntary Liquidations (CVLs), Members' Voluntary Liquidations (MVLs), and Administrations.
• Assist in the review of work prepared by junior team members, ensuring accuracy, regulatory compliance, and adherence to internal policies.
• Support internal audits and regulatory inspections, preparing documentation and reports as required.
• Assist in developing and implementing compliance policies, procedures, and training materials.
• Continuous Improvement and Advisory
• Provide guidance to operational teams on AML, data protection, and regulatory compliance matters.
• Contribute to ongoing enhancement of the firm's compliance framework and risk management systems.
• Promote a culture of compliance awareness across all departments through training and communication initiatives.

Knowledge, Skills, and Experience

• Essential Knowledge and Competencies:
• Strong understanding of insolvency processes (CVLs, MVLs, Administrations, and related procedures).
• Sound knowledge of Anti-Money Laundering (AML) laws, procedures, and best practices.
• Working knowledge of data protection legislation, including the UK GDPR and Data Protection Act 2018.
• Ability to deal with contentious and confidential matters professionally and discreetly.
• Excellent written and verbal communication skills with a strong attention to detail.
• Proven analytical and problem-solving skills.
• Ability to manage multiple priorities and meet deadlines in a fast-paced environment.

Desirable Experience:

• Experience within a professional services, accountancy, or insolvency practice.
• Prior experience acting as Deputy MLRO or in a compliance-focused role.
• Familiarity with regulatory bodies such as the Insolvency Practitioners Association (IPA) or Financial Conduct Authority (FCA).
• Relevant professional qualification (e.g., ICA Diploma in AML, CPI, or equivalent).