Head of Assurance

Our client, an ambitious & growing adviser network, known for their inclusive & supportive culture, have a rare opprotunity to lead the strategic delivery of a first-line Assurance Framework. This role offers autonomy to shape oversight controls and develop a data-driven AR Intelligence Unit, driving continuous improvement and regulatory alignment. The role will:

• Lead, manage & deliver the assurance framework of first line controls for oversight of ARs.
• Oversee regulatory reporting as part of the oversight of ARs, including annual self-assessment.
• Develop & deliver continuous improvement initiatives to ensure assurance standards are aligned to FCA expectations & best practice.
• Implement & evolve an AR intelligence unit to identify trends and drive actionable insights.
• Represent & present at key governance groups across the firm.

The ideal candidate will have deep knowledge & understanding of the regulatory requirements and expectations for the oversight of ARs and have proven experience in leading teams whilst managing a budget of £2mil+; with the ability to engage and influence senior stakeholders.