Head of ComplianceA growing specialty insurance business is seeking an experienced Head of Compliance to lead compliance activity across the UK and EU. This role combines hands-on oversight with strategic responsibility, supporting the business as it continues to expand internationally.
You will act as the primary contact for regulatory matters, ensuring ongoing compliance with FCA requirements and relevant EU regulatory frameworks.
Key Responsibilities- Maintain and enhance compliance policies, procedures, and governance frameworks
- Interpret and implement FCA regulations, including Consumer Duty, SMCR, conduct rules, and financial crime requirements
- Oversee EU regulatory obligations across multiple jurisdictions (e.g. IDD, GDPR, sanctions)
- Act as the main liaison with the FCA, EU regulators, and support audits
- Lead compliance monitoring, file reviews, delegated authority oversight, and MI reporting
- Oversee AML/CTF, sanctions, PEP checks, and fraud risk controls
- Review TOBAs and advise the business on regulatory matters, products, and cross-border activity
- Deliver compliance training and promote a strong compliance culture
- Ensure GDPR and data protection compliance across all operations
Skills & Experience- Bachelor's degree or equivalent
- Professional insurance or compliance qualifications preferred
- Strong background in insurance compliance (MGA or broker preferred; carrier considered)
- In-depth knowledge of UK and EU regulatory frameworks
- Ability to operate strategically and hands-on in a dynamic environment
- Excellent communication and stakeholder management skills