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Compliance & Corporate Governance Analyst

W. R. Berkley Corporation

Responsibilities The Compliance function is responsible for ensuring that the Compliance Framework Policy remains current, effective and suitable for the risk profile of the business and its changing regulatory environment; and that it is implemented in such a way that is aligned to the Company's strategic objectives and ensures the business is compliant with all regulatory obligations. The Corporate Governance function is responsible for ensuring that Berkley Specialty London, through its Boards, Committees and Senior Managers, maintains strong governance and oversight across the business. A secondary objective is to ensure that the Corporate Governance in place remains compliant with the UK Corporate Governance Code and relevant regulations such as those of the PRA, FCA, Lloyd's of London. The Compliance & Corporate Governance Analyst will work with both the Compliance and Governance teams. The role is generalist and will provide opportunities to learn about and develop competence in all aspects of Compliance and Governance work. The role holder will support the Compliance team and Corporate Governance Lead in delivering the work of those functions. They will conduct Compliance monitoring and advisory activities, assist Compliance with operating controls to ensure compliance, as well as support key corporate governance committees. Corporate Governance Support with the efficient running of corporate governance committees and / or Groups including drafting agendas, liaising with the Chair and members, collating papers, circulation of papers, action tracking and completing minute tracking. Support the work of the Corporate Governance Lead and Head of Compliance under the Senior Manager & Certification Regime. Compliance Monitoring Undertake scheduled Compliance Monitoring as detailed in the annual plan. This will include activities such as sanctions and licensing slip reviews, SMCR monitoring, gifts and hospitality denied claims and cancelled policies. Summarise any findings. Advisory & Financial Crime Assist with reviews of sanctions matches, clearing false positives in a timely manner and escalating true matches as appropriate. Undertake financial crime risk assessments for coverholders / binding authorities. Ensure Compliance Delegated Underwriting approvals are dealt with promptly, escalating matters as appropriate. Assist with licensing queries received from the business, escalating matters for peer review as necessary General Provide support with regulatory compliance training. Assist with the distribution and co-ordination of fair value assessments to distribution partners Assist with the general administration of the Regulatory returns process, including updating the internal regulatory returns Decision Focus calendar, issuing reminders to the business and running reports. Undertake general administration within Decision Focus including adding actions and running reports, as required. Maintain the Compliance and Corporate Governance Intranet sites including keeping any underwriting / claims / other guidelines / reference tools current. Assist with the general administration of Policy Management within Decision Focus, including reporting running, issuing reminders to policy owners and reviewers and monitoring the status of policies' annual review requirements. Provide administrative and operational assistance to the Compliance and Governance teams, ensuring all administrative processes are run efficiently, to serve both internal teams and external clients. This may include disseminating and recording of regulatory / Market bulletins and publications to the business. Qualifications Strong numerical skills and strong attention to detail. Effective time management and prioritisation skills. Strong interpersonal and team working skills. Outcome focused, self-motivated, flexible and enthusiastic. Minimum of English and Maths GCSE and 2 A-Levels (or equivalent) Computer literate with good working knowledge of the Microsoft Office suite. Experience of regulatory compliance within a Lloyd's syndicate or insurer is desirable Sponsorship Details Sponsorship not Offered for this Role

Apr 16, 2026

Full time

Responsibilities The Compliance function is responsible for ensuring that the Compliance Framework Policy remains current, effective and suitable for the risk profile of the business and its changing regulatory environment; and that it is implemented in such a way that is aligned to the Company's strategic objectives and ensures the business is compliant with all regulatory obligations. The Corporate Governance function is responsible for ensuring that Berkley Specialty London, through its Boards, Committees and Senior Managers, maintains strong governance and oversight across the business. A secondary objective is to ensure that the Corporate Governance in place remains compliant with the UK Corporate Governance Code and relevant regulations such as those of the PRA, FCA, Lloyd's of London. The Compliance & Corporate Governance Analyst will work with both the Compliance and Governance teams. The role is generalist and will provide opportunities to learn about and develop competence in all aspects of Compliance and Governance work. The role holder will support the Compliance team and Corporate Governance Lead in delivering the work of those functions. They will conduct Compliance monitoring and advisory activities, assist Compliance with operating controls to ensure compliance, as well as support key corporate governance committees. Corporate Governance Support with the efficient running of corporate governance committees and / or Groups including drafting agendas, liaising with the Chair and members, collating papers, circulation of papers, action tracking and completing minute tracking. Support the work of the Corporate Governance Lead and Head of Compliance under the Senior Manager & Certification Regime. Compliance Monitoring Undertake scheduled Compliance Monitoring as detailed in the annual plan. This will include activities such as sanctions and licensing slip reviews, SMCR monitoring, gifts and hospitality denied claims and cancelled policies. Summarise any findings. Advisory & Financial Crime Assist with reviews of sanctions matches, clearing false positives in a timely manner and escalating true matches as appropriate. Undertake financial crime risk assessments for coverholders / binding authorities. Ensure Compliance Delegated Underwriting approvals are dealt with promptly, escalating matters as appropriate. Assist with licensing queries received from the business, escalating matters for peer review as necessary General Provide support with regulatory compliance training. Assist with the distribution and co-ordination of fair value assessments to distribution partners Assist with the general administration of the Regulatory returns process, including updating the internal regulatory returns Decision Focus calendar, issuing reminders to the business and running reports. Undertake general administration within Decision Focus including adding actions and running reports, as required. Maintain the Compliance and Corporate Governance Intranet sites including keeping any underwriting / claims / other guidelines / reference tools current. Assist with the general administration of Policy Management within Decision Focus, including reporting running, issuing reminders to policy owners and reviewers and monitoring the status of policies' annual review requirements. Provide administrative and operational assistance to the Compliance and Governance teams, ensuring all administrative processes are run efficiently, to serve both internal teams and external clients. This may include disseminating and recording of regulatory / Market bulletins and publications to the business. Qualifications Strong numerical skills and strong attention to detail. Effective time management and prioritisation skills. Strong interpersonal and team working skills. Outcome focused, self-motivated, flexible and enthusiastic. Minimum of English and Maths GCSE and 2 A-Levels (or equivalent) Computer literate with good working knowledge of the Microsoft Office suite. Experience of regulatory compliance within a Lloyd's syndicate or insurer is desirable Sponsorship Details Sponsorship not Offered for this Role

Head of Delegated Underwriting Management

IPS Group

A Lloyds Syndicate requires an experienced Head of Delegated Authority who has also gained wider operational or governance leadership experience as well to lead their Underwriting Management division. You will be responsible for all aspects of Delegated Authorities, ensuring all underwriting disciplines and controls necessary are adhered to, support the Underwriters in complying with Conduct Risk click apply for full job details

Apr 15, 2026

Full time

A Lloyds Syndicate requires an experienced Head of Delegated Authority who has also gained wider operational or governance leadership experience as well to lead their Underwriting Management division. You will be responsible for all aspects of Delegated Authorities, ensuring all underwriting disciplines and controls necessary are adhered to, support the Underwriters in complying with Conduct Risk click apply for full job details

BTL support analyst

LJ Recruitment Harrow, Middlesex

Job Title: BTL Support Analyst Location: West London Salary: 27,500 per annum Employment Type: Permanent Sector: International Banking About the Role An international bank based in West London is seeking a BTL Support Analyst to join its Intermediary Services team. This permanent role offers an excellent opportunity to support the growth of the Bank's Buy-to-Let (BTL) mortgage business by working closely with brokers, internal sales teams, and key stakeholders to deliver a seamless end-to-end customer journey. Reporting to the Head of Intermediary Services, you will play a vital role in managing the BTL pipeline, supporting case origination, and ensuring efficient progression from packaging through to completion. Key Responsibilities Support Buy-to-Let sales activity by providing excellent service to brokers and customers, while managing the internal execution process Act as the key liaison point for intermediaries, ensuring smooth progression of cases through packaging, review, valuation, and completion stages Build and maintain strong relationships with brokers, keeping them informed of products, lending criteria, and packaging requirements Provide regular updates to Business Development Managers (BDMs) and brokers on case progress, outstanding actions, and escalations Maintain key management information (MI) to track and demonstrate progress across the sales pipeline Efficiently manage the business pipeline by diarising, monitoring milestones, and following up on leads Support brokers with case submissions, ensuring quality and accuracy of applications Liaise closely with internal stakeholders including Sales, Products, Underwriting, Credit Administration, and Intermediary Business Delivery Ensure full compliance with bank policies, procedures, and relevant regulatory requirements Undertake general administration, reporting, and communication duties Occasionally attend business meetings, networking events, or industry functions to promote brand awareness and identify new opportunities Carry out any additional responsibilities as delegated by line management Skills & Experience Required Proven experience in Buy-to-Let mortgages and intermediary-based lending Strong relationship management and business execution capability Good understanding of the mortgage marketplace and broker environment Experience liaising with multiple internal and external stakeholders Sound understanding of the regulatory environment and its impact on mortgage business Ability to manage multiple cases simultaneously and work under pressure Strong organisational, communication, and interpersonal skills Self-motivated, able to work on own initiative, and adaptable to change Methodical, tactical, and commercially aware approach with a collaborative mindset Why Apply? This is an excellent opportunity to join a well-established international bank, offering stability, exposure to the Buy-to-Let mortgage market, and the chance to build strong industry relationships within a supportive team environment. If you'd like, I can:

Apr 14, 2026

Full time

Job Title: BTL Support Analyst Location: West London Salary: 27,500 per annum Employment Type: Permanent Sector: International Banking About the Role An international bank based in West London is seeking a BTL Support Analyst to join its Intermediary Services team. This permanent role offers an excellent opportunity to support the growth of the Bank's Buy-to-Let (BTL) mortgage business by working closely with brokers, internal sales teams, and key stakeholders to deliver a seamless end-to-end customer journey. Reporting to the Head of Intermediary Services, you will play a vital role in managing the BTL pipeline, supporting case origination, and ensuring efficient progression from packaging through to completion. Key Responsibilities Support Buy-to-Let sales activity by providing excellent service to brokers and customers, while managing the internal execution process Act as the key liaison point for intermediaries, ensuring smooth progression of cases through packaging, review, valuation, and completion stages Build and maintain strong relationships with brokers, keeping them informed of products, lending criteria, and packaging requirements Provide regular updates to Business Development Managers (BDMs) and brokers on case progress, outstanding actions, and escalations Maintain key management information (MI) to track and demonstrate progress across the sales pipeline Efficiently manage the business pipeline by diarising, monitoring milestones, and following up on leads Support brokers with case submissions, ensuring quality and accuracy of applications Liaise closely with internal stakeholders including Sales, Products, Underwriting, Credit Administration, and Intermediary Business Delivery Ensure full compliance with bank policies, procedures, and relevant regulatory requirements Undertake general administration, reporting, and communication duties Occasionally attend business meetings, networking events, or industry functions to promote brand awareness and identify new opportunities Carry out any additional responsibilities as delegated by line management Skills & Experience Required Proven experience in Buy-to-Let mortgages and intermediary-based lending Strong relationship management and business execution capability Good understanding of the mortgage marketplace and broker environment Experience liaising with multiple internal and external stakeholders Sound understanding of the regulatory environment and its impact on mortgage business Ability to manage multiple cases simultaneously and work under pressure Strong organisational, communication, and interpersonal skills Self-motivated, able to work on own initiative, and adaptable to change Methodical, tactical, and commercially aware approach with a collaborative mindset Why Apply? This is an excellent opportunity to join a well-established international bank, offering stability, exposure to the Buy-to-Let mortgage market, and the chance to build strong industry relationships within a supportive team environment. If you'd like, I can:

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