8 jobs found

MERJE are delighted to be supporting this leading global FinTech in their search for a Compliance Manager to join their established team. This is a fantastic opportunity to join a high-performing online trading platform which combines scale, innovation, and strong commercial momentum. The Role You'll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity. You'll work closely with marketing, product and commercial teams - helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations. This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper. Key Responsibilities Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA) Provide clear, pragmatic compliance advice across campaigns, digital content and client communications Partner with stakeholders on new products, product changes and strategic initiatives Balance regulatory requirements with commercial objectives and risk appetite Support improvements to financial promotions governance, controls and processes Deliver guidance and training to enhance first-line understanding and reduce rework About You 5-8 years' compliance experience within financial services Strong background in financial promotions review and approval Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS) Experience working in fast-paced, commercially driven environments Confident communicator with the ability to challenge and influence stakeholders Commercially aware, pragmatic, and solutions-focused Why Apply? Join a globally recognised, FTSE 250 organisation with significant growth ambitions Work in a highly collaborative, forward-thinking compliance function Opportunity to shape and influence financial promotions strategy and standards Hybrid working with a central London base Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.

This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks. Client Details Broker / Dealer - International Capital Markets Description Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing Providing advisory support to the business on FCA rules and internal policies Assisting with financial crime matters, including AML / KYC queries and escalations Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality) Maintaining compliance logs, registers, and records Supporting regulatory reporting and filings Assisting with policy and procedure updates in line with regulatory developments Profile 2-5 years' experience in a Compliance role within an FCA-regulated firm Experience in a Broker/Dealer, investment firm, or trading environment preferred Strong understanding of: FCA regulations (e.g. SYSC, COBS) General compliance frameworks and controls Job Offer Competitive salary of 50,000 per annum. 12-month fixed-term contract with potential for future opportunities. Opportunity to work in the financial services industry in London.

Tech Commodity Trading Manager - IT Consulting Location: London, UK Conexus has partnered with a leading global consultancy to find an experienced Manager with a strong background in IT Consulting and Commodity Trading to join its Energy & Utilities practice. This role offers the opportunity to lead transformation initiatives at the intersection of business, technology, and trading operations. You will advise a diverse client base, including utilities, international oil companies, merchant traders, renewable developers, and digital trading start-ups, on how to optimise and modernise their IT landscapes. Projects span classical ETRM implementations, cloud-based platforms, real-time risk management, and digital/AI solutions. Key Responsibilities Lead end-to-end delivery of IT transformation projects in energy trading. Act as a trusted advisor to senior stakeholders, shaping IT strategy and trading capabilities. Manage cross-functional teams and drive client engagement. Develop and implement solutions across the energy trading value chain. Contribute to practice development and thought leadership. Required Experience & Qualifications Around 10 years of professional experience in IT consulting and project delivery. Deep expertise in Energy Trading IT systems (e.g., Endur, Allegro, Openlink). Strong understanding of short-term trading, market access, and data-centric platforms. Experience with international energy companies or commodity trading firms. Bachelor's degree in a STEM field (Computer Science preferred); Master's degree or certifications (e.g., PMP, Agile, Cloud) are a plus. Technical & Domain Expertise ETRM systems, market data platforms, and trading operations. Cloud-based architectures (Azure, AWS), APIs, microservices. Real-time data, forecasting, optimization, and algorithmic trading. Regulatory compliance (REMIT, EMIR) and risk frameworks (VaR, credit risk). If you have experience in delivering tech commodity trading projects and running teams, we'd love to hear from you.

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. Lombard Odier Investment Managers ("LOIM") is the asset management business of the Lombard Odier Group. In order to strengthen our Compliance Team, we are looking for a: Senior Compliance Officer The Senior Compliance Officer supports the Chief Compliance Officer (CCO) in London and the LOIM Compliance team on compliance with expertise in portfolio management and trading controls, ensuring that the firm remains fully compliant with all applicable regulations. YOUR ROLE Contribute to the design and implementation of the annual Compliance Plan.Lead and management the execution of LOIM Compliance Monitoring daily Program across regulated activities, including:Portfolio management and trading oversightConduct Market abuse control surveillance and reviewsConflict of interest managementTransaction reporting and best execution monitoringConflict of interest managementStay abreast of regulatory developments, assess business impact, and support implementation of necessary changes.Provide timely and practical compliance advice on financial services matters, including new business initiatives.Ensure accurate and timely submission of regulatory filings and reports to the regulator.Promote regulatory awareness and foster a strong compliance culture aligned with business strategy.Uphold ethical standards and ensure staff compliance with the Code of Ethics and applicable regulations.Escalate material compliance concerns to senior management as appropriate.Monitor ongoing competence requirements for relevant staff.Oversee the effectiveness of systems and controls designed to ensure regulatory compliance.Support the preparation of LOIM compliance reports for the Executive Committee and Board.Assist in data protection oversight and manage responses to Subject Access Requests.Develop and maintain compliance policies and procedures to prevent unethical or improper conduct. YOUR PROFILE Degree-level education in a relevant field, with a preference legal, compliance or finance.5-10 years of proven experience in investment management, with a strong focus on portfolio management compliance.Demonstrated ability to work effectively with conduct staff and foster a culture of compliance.Exceptional responsiveness and the ability to manage multiple priorities efficiently.Self-sufficient, with a strong sense of initiative and a results-oriented mindset.Excellent written and verbal communication skills.Outstanding organizational skills and attention to detail.Ability to work effectively under tight deadlines.Thorough understanding of FCA Rulebooks, particularly COBS (Conduct of Business Sourcebook) and Money Laundering regulations and best practices. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. Lombard Odier Investment Managers ("LOIM") is the asset management business of the Lombard Odier Group. In order to strengthen our Compliance Team, we are looking for a: Senior Compliance Officer The Senior Compliance Officer supports the Chief Compliance Officer (CCO) in London and the LOIM Compliance team on compliance with expertise in portfolio management and trading controls, ensuring that the firm remains fully compliant with all applicable regulations. YOUR ROLE Contribute to the design and implementation of the annual Compliance Plan.Lead and management the execution of LOIM Compliance Monitoring daily Program across regulated activities, including:Portfolio management and trading oversightConduct Market abuse control surveillance and reviewsConflict of interest managementTransaction reporting and best execution monitoringConflict of interest managementStay abreast of regulatory developments, assess business impact, and support implementation of necessary changes.Provide timely and practical compliance advice on financial services matters, including new business initiatives.Ensure accurate and timely submission of regulatory filings and reports to the regulator.Promote regulatory awareness and foster a strong compliance culture aligned with business strategy.Uphold ethical standards and ensure staff compliance with the Code of Ethics and applicable regulations.Escalate material compliance concerns to senior management as appropriate.Monitor ongoing competence requirements for relevant staff.Oversee the effectiveness of systems and controls designed to ensure regulatory compliance.Support the preparation of LOIM compliance reports for the Executive Committee and Board.Assist in data protection oversight and manage responses to Subject Access Requests.Develop and maintain compliance policies and procedures to prevent unethical or improper conduct. YOUR PROFILE Degree-level education in a relevant field, with a preference legal, compliance or finance.5-10 years of proven experience in investment management, with a strong focus on portfolio management compliance.Demonstrated ability to work effectively with conduct staff and foster a culture of compliance.Exceptional responsiveness and the ability to manage multiple priorities efficiently.Self-sufficient, with a strong sense of initiative and a results-oriented mindset.Excellent written and verbal communication skills.Outstanding organizational skills and attention to detail.Ability to work effectively under tight deadlines.Thorough understanding of FCA Rulebooks, particularly COBS (Conduct of Business Sourcebook) and Money Laundering regulations and best practices. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. Lombard Odier Investment Managers ("LOIM") is the asset management business of the Lombard Odier Group. In order to strengthen our Compliance Team, we are looking for a: Senior Compliance Officer The Senior Compliance Officer supports the Chief Compliance Officer (CCO) in London and the LOIM Compliance team on compliance with expertise in portfolio management and trading controls, ensuring that the firm remains fully compliant with all applicable regulations. YOUR ROLE Contribute to the design and implementation of the annual Compliance Plan.Lead and management the execution of LOIM Compliance Monitoring daily Program across regulated activities, including:Portfolio management and trading oversightConduct Market abuse control surveillance and reviewsConflict of interest managementTransaction reporting and best execution monitoringConflict of interest managementStay abreast of regulatory developments, assess business impact, and support implementation of necessary changes.Provide timely and practical compliance advice on financial services matters, including new business initiatives.Ensure accurate and timely submission of regulatory filings and reports to the regulator.Promote regulatory awareness and foster a strong compliance culture aligned with business strategy.Uphold ethical standards and ensure staff compliance with the Code of Ethics and applicable regulations.Escalate material compliance concerns to senior management as appropriate.Monitor ongoing competence requirements for relevant staff.Oversee the effectiveness of systems and controls designed to ensure regulatory compliance.Support the preparation of LOIM compliance reports for the Executive Committee and Board.Assist in data protection oversight and manage responses to Subject Access Requests.Develop and maintain compliance policies and procedures to prevent unethical or improper conduct. YOUR PROFILE Degree-level education in a relevant field, with a preference legal, compliance or finance.5-10 years of proven experience in investment management, with a strong focus on portfolio management compliance.Demonstrated ability to work effectively with conduct staff and foster a culture of compliance.Exceptional responsiveness and the ability to manage multiple priorities efficiently.Self-sufficient, with a strong sense of initiative and a results-oriented mindset.Excellent written and verbal communication skills.Outstanding organizational skills and attention to detail.Ability to work effectively under tight deadlines.Thorough understanding of FCA Rulebooks, particularly COBS (Conduct of Business Sourcebook) and Money Laundering regulations and best practices. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. "Rethink Everything" is our philosophy - it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. Lombard Odier Investment Managers ("LOIM") is the asset management business of the Lombard Odier Group. In order to strengthen our Compliance Team, we are looking for a: Senior Compliance Officer The Senior Compliance Officer supports the Chief Compliance Officer (CCO) in London and the LOIM Compliance team on compliance with expertise in portfolio management and trading controls, ensuring that the firm remains fully compliant with all applicable regulations. YOUR ROLE Contribute to the design and implementation of the annual Compliance Plan.Lead and management the execution of LOIM Compliance Monitoring daily Program across regulated activities, including:Portfolio management and trading oversightConduct Market abuse control surveillance and reviewsConflict of interest managementTransaction reporting and best execution monitoringConflict of interest managementStay abreast of regulatory developments, assess business impact, and support implementation of necessary changes.Provide timely and practical compliance advice on financial services matters, including new business initiatives.Ensure accurate and timely submission of regulatory filings and reports to the regulator.Promote regulatory awareness and foster a strong compliance culture aligned with business strategy.Uphold ethical standards and ensure staff compliance with the Code of Ethics and applicable regulations.Escalate material compliance concerns to senior management as appropriate.Monitor ongoing competence requirements for relevant staff.Oversee the effectiveness of systems and controls designed to ensure regulatory compliance.Support the preparation of LOIM compliance reports for the Executive Committee and Board.Assist in data protection oversight and manage responses to Subject Access Requests.Develop and maintain compliance policies and procedures to prevent unethical or improper conduct. YOUR PROFILE Degree-level education in a relevant field, with a preference legal, compliance or finance.5-10 years of proven experience in investment management, with a strong focus on portfolio management compliance.Demonstrated ability to work effectively with conduct staff and foster a culture of compliance.Exceptional responsiveness and the ability to manage multiple priorities efficiently.Self-sufficient, with a strong sense of initiative and a results-oriented mindset.Excellent written and verbal communication skills.Outstanding organizational skills and attention to detail.Ability to work effectively under tight deadlines.Thorough understanding of FCA Rulebooks, particularly COBS (Conduct of Business Sourcebook) and Money Laundering regulations and best practices. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence. Our Maison's DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison's DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

An exciting opportunity has arisen for an experienced Regulatory Oversight / Risk and Control Specialist to join a global financial institution, supporting enterprise-wide compliance with key market abuse regulations. This role sits within the first line of defence in the Markets business and plays a pivotal part in overseeing critical regulatory frameworks including: UK/EU Market Abuse Regulation (MAR) US SEC Rule 10b-5 (Manipulative or Deceptive Practices) US Code 78o(g) (Material Non-Public Information) Key Responsibilities Drive strategic compliance initiatives across market abuse regulations. Lead remediation efforts on market manipulation, insider trading, and securities fraud. Oversee risk assessment and mapping aligned with RCSA methodology. Develop and monitor risk metrics for complex business environments. Strengthen and enhance control frameworks to meet regulatory standards. Provide expert advisory to business units on market abuse compliance. Support governance forums with reporting, insights, and remediation tracking. Essential criteria Strong background in regulatory, compliance, or risk & control roles within large financial institutions. Experience in one or more business units such as Markets, Banking, Wealth, or Services. Deep understanding of market abuse risks and controls, including trade surveillance and information barriers. Skilled in risk management practices and control design. This role will require you to work 3 days per week in the Belfast office so candidates within Northern Ireland will be given preference and we would not consider someone relocating for this role. Although the role is initially for a 11-month period there is a high possibility of extension. If you're interested in this role, please forward an up-to-date copy of your CV If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at (url removed)