Senior Business Assessor

Senior Business Assessor - Pre Sale

Location: Leeds

Salary: £40,000 - £45,000 + bonus

The Opportunity

We are seeking a detail-oriented and analytical Senior Business Assessor to join our growing financial services team. In this role, you will review and assess the suitability and quality of financial advice provided by our advisers across a range of areas, including investments, pensions, protection, mortgages, and general insurance.

You will play a pivotal role in ensuring all advice meets regulatory standards and delivers excellent client outcomes. By identifying potential errors or areas for improvement, you will help maintain the integrity of our advice process and support the ongoing development of our adviser network.

Key Responsibilities

• Assess new business submissions in line with internal business standards
• Provide constructive feedback to advisers to support their development
• Apply and demonstrate a thorough understanding of business standards
• Identify trends and contribute to continuous improvement initiatives
• Build and maintain relationships with internal and external stakeholders
• Lead calibration exercises to address areas of development within the team
• Coach and train new staff across relevant product areas
• Support team performance tracking and trend reporting
• Delegate management duties as required

What You Will Need

Qualifications & Experience:

• Level 4 Diploma in Financial Planning (essential)
• Level 3 Mortgage Qualification (essential)
• Ideally, a minimum of 2 years' experience within financial services
• Successful completion of internal staff tests and Anti Money Laundering assessments

Knowledge:

• COBS, ICOB, MCOB product and sales processes
• Treating Customers Fairly (TCF) principles
• Data protection and regulatory compliance
• FCA requirements and Anti Money Laundering regulations

Skills & Competencies:

• Strong financial planning and technical knowledge
• Excellent organisation and risk management skills
• Ability to manage multiple projects simultaneously
• Strong communication, problem-solving, and decision-making abilities
• Attention to detail and sound judgment
• Calm under pressure with a willingness to learn and develop

Benefits:

• On-target bonus of 7.5%
• Pension contributions up to 10%
• Critical illness cover, income protection, and death in service benefits
• 27 days holiday plus bank holidays (option to buy up to 10 additional days)
• Private medical and dental insurance, and a range of other flexible benefits

Why Join Us?

We are a dynamic and growing financial services organisation committed to delivering outstanding client outcomes. We offer a supportive and inclusive culture where your personal and professional development is a priority. Our colleagues enjoy autonomy, a strong ethic of care, and the opportunity to make a real impact.

If you are passionate about quality financial advice, regulatory compliance, and continuous improvement, this is the role for you.