Compliance Officer

Location: North London - 3 days in the office
Salary: up to £80,000 plus benefits depending on experience

Our client is looking for a hands-on Compliance Officer to join a high-performing, regulated business in London. This is a broad, operational role with real visibility working closely with the CCO across compliance, governance and contract management.

Ideal for someone who enjoys ownership, thrives in a small team, and wants genuine impact.

Compliance & Regulatory

• Supporting FCA/SEC regulatory compliance
• Monitoring regulatory changes and assessing business impact
• Maintaining policies, controls and compliance frameworks
• Supporting monitoring reviews and incident management
• Helping embed a strong compliance culture

Legal & Contracts

• Managing NDAs and core client contracts (UK & US)
• Supporting contract workflows, approvals and documentation
• Flagging and escalating non-standard terms

Risk & Governance

• Supporting AML and onboarding processes
• Acting as DMLRO (with oversight)
• Assisting with data protection and governance activities

• 5+ years Experience in a Compliance Officer or compliance operations role
• Background in financial services or regulated environment
• Strong understanding of compliance controls and governance
• Strong understanding of day-to-day compliance processes, controls, and good practice
• Experience supporting contract management/contract administration, including tracking, documentation, and process ownership
• Experience supporting the drafting or improvement of policies and internal governance documentation
• Strong understanding of FCA/SEC regulations
• Organised, pragmatic and confident working with senior stakeholders

If you're looking for a role with autonomy, exposure and real responsibility then please apply ASAP