Regulatory & Compliance Executive - Leading City Law Firm

This is a broad role supporting regulatory analysis, policy development, risk and compliance monitoring, and the client/matter onboarding process. It is a fast-paced, hands-on role ideal for someone with strong analytical skills and commercial awareness.

Client Details

Leading City Law Firm.

Description

Key responsibilities include:

• Support both Risk & Compliance teams across regulatory, policy, onboarding and wider compliance projects.
• Conduct regulatory research, draft and maintain PCPs, and provide clear guidance while escalating queries appropriately.
• Assist with training and awareness initiatives and act as a knowledgeable point of contact on compliance requirements.
• Carry out CDD, EDD and onboarding risk assessments, and help manage the shared inbox within a collaborative, risk-based framework.
• Build strong relationships with internal stakeholders and external parties, and contribute to ad hoc compliance projects and firm-wide initiatives.
• Provide administrative and operational support.

Profile

The successful candidate would have:

• Experience handling regulatory or compliance queries in a law firm or professional services setting.
• Ambitious, proactive and analytical, with a desire to build deeper expertise and take on increasingly complex compliance work.
• Commercially aware and pragmatic, able to balance regulatory obligations with practical and client-focused considerations.
• Excellent communication skills, strong attention to detail, and a collaborative, team-oriented approach.

Job Offer

On offer to the candidate:

• Competitive salary ranging from c.£35,000 to £45,000 per annum.
• Scope for career progression within the legal and compliance department.
• Hybrid working from the London office.