Compliance Analyst

We are seeking a proactive and commercially minded Compliance Analyst to join a growing compliance function within a dynamic underwriting business. This is an excellent opportunity for a compliance professional looking to develop broad exposure across a range of regulatory and compliance activities while supporting the business in maintaining a strong culture of governance, customer focus, and regulatory compliance.The role will suit an individual with experience in a generalist compliance position, including exposure to conduct risk, regulatory monitoring, and complaints handling within the insurance or financial services sector.Key Responsibilities

• Support the day-to-day operation of the compliance framework across the business.
• Assist in the identification, assessment and monitoring of regulatory and compliance risks.
• Conduct compliance monitoring reviews and contribute to reporting on findings and recommendations.
• Support the management and oversight of conduct risk, helping to ensure fair customer outcomes are embedded throughout business processes.
• Review and analyse complaints data, identify trends and support root cause analysis and remediation activities.
• Monitor regulatory developments and assess potential impacts on the business.
• Assist with policy and procedure reviews, ensuring documentation remains accurate and up to date.
• Support the delivery of compliance training and awareness initiatives.
• Collaborate with stakeholders across underwriting, operations and management teams to provide practical compliance advice and guidance.
• Assist with regulatory reporting, governance committee reporting and compliance management information (MI).
• Support internal audits, regulatory reviews and other assurance activities as required.

About You

• Previous experience within a compliance role in the insurance, underwriting, MGA or wider financial services sector.
• Good understanding of UK regulatory requirements and compliance principles.
• Experience supporting conduct risk frameworks and customer outcome initiatives.
• Exposure to complaints handling, complaints oversight or complaints analysis.
• Strong analytical and problem-solving skills with the ability to identify themes and emerging risks.
• Excellent communication and stakeholder management skills.
• Ability to work independently while managing multiple priorities.
• Proficiency in Microsoft Office, particularly Excel and PowerPoint.

Desirable

• Knowledge of FCA regulatory requirements and expectations.
• Experience working within an underwriting, insurance or specialty insurance environment.
• Exposure to compliance monitoring programmes.
• Relevant compliance qualification (ICA or equivalent), or currently studying towards one.