Job Description
Regulatory & Compliance Advisor
Location: London, SE1 0SU
Hours: 35HPW, Monday- Friday
Salary Range: 103,300 - 139,900
Our client, a leading global organisation in the energy sector, is hiring a Regulatory & Compliance Advisor to oversee trading activities and ensure adherence to all relevant regulations. This role is perfect for a forward-thinking professional with a strong background in commodities trading compliance, market conduct rules, and regulatory frameworks.
What you'll be doing:
Ensuring trading activities comply with market conduct, exchange rules, and transaction surveillance standards to uphold integrity and transparency.
Advising senior management and trading teams on regulatory changes and their impact on operations.
Developing policies and procedures aligned with local and international regulatory landscapes.
Conducting regulatory reviews, surveillance, and monitoring to identify and mitigate compliance risks.
Collaborating with Trading, Legal, Market Risk, and Risk Operations to resolve compliance issues.
Acting as the primary contact for regulatory bodies, maintaining positive relationships and ensuring timely responses.
Providing ongoing training and mentorship on compliance policies and best practices.
Analysing emerging regulatory trends to inform strategic compliance initiatives and risk mitigation.
What you'll bring:
A degree in Business, Finance, Economics, Law, or related fields; certifications in compliance are a plus.
Extensive experience in commodities trading compliance, with a strong understanding of trade surveillance tools and systems such as ICE and CME.
Deep knowledge of financial regulations including Dodd-Frank, MiFID II, EMIR, and MAR.
Proven leadership skills, with the ability to influence teams and manage multiple projects.
Excellent communication skills, capable of presenting complex information clearly to senior stakeholders.
Strong analytical, problem-solving, and risk management capabilities.
This is a fantastic opportunity to join a reputable organisation and play a key role in shaping compliance standards within a dynamic trading environment. If you're ready to lead with integrity and make an impact, we want to hear from you!
