Head of Compliance Monitoring and Assurance - VP

The Head of Compliance Monitoring and Assurance - VP will lead the development and implementation of a compliance monitoring and testing plan and a robust control assurance framework to support the Risk & Compliance department. This role is an excellent opportunity for a professional with a strong background in financial services to make a significant impact in London.

Client Details

Our client is a well-established organisation within the financial services sector based in the City of London, known for its specialised operations and commitment to excellence. As a large organisation, they offer a structured environment where innovation and expertise are highly valued.

Description

• Design, implement, and maintain a comprehensive vompliance monitoring and control assurance framework.
• Conduct regular reviews and assessments of internal controls to ensure compliance with regulatory requirements.
• Collaborate with the Risk & Compliance department to identify and mitigate potential risks.
• Develop and present reports on control assurance findings to senior stakeholders.
• Lead initiatives to enhance control processes and improve overall efficiency.
• Oversee the implementation of corrective actions for identified control weaknesses.
• Provide guidance and training to teams on control assurance best practices.
• Stay abreast of industry regulations and ensure alignment with financial services standards
• Strong data analytics skills

Profile

A successful Head of Compliance Monitoring and Assurance - VP who will be based in London should have:

• A strong understanding of control assurance processes and frameworks.
• Experience in the financial services industry, with exposure to risk and compliance functions.
• Excellent data analytical skills
• Proficiency in interpreting and applying regulatory requirements.
• Outstanding communication and stakeholder management abilities.
• A relevant professional qualification or degree in a related field.
• Excellent knowledge of regulations like EMIR,MIFID and benchmark regulations

Job Offer

• A competitive salary ranging from 90,000 to 115,000 per annum.
• Comprehensive benefits package, including pension and health coverage.
• Opportunities to work in a leading financial services organisation in London.
• A permanent role with a focus on professional growth and development.

If you are ready to take the next step in your career as a Head of Compliance Monitoring and Assurance, we encourage you to apply today!